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Junior Compliance Officer

3 months ago

Mumbai, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

Key Responsibilities:

• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.

• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.

• Regulatory Filings: File periodic reports with RBI, handle ROC- Mumbai/MCA filings, manage SEBI filings on BSE portals, and ensure listing compliance for Commercial Papers (CPs).

• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.

• CSR Compliance: Handle CSR compliances and interact with implementing agencies.


Key Requirements:

• Attention to detail and high accuracy.

• Ability to work independently and in teams.

• Strong analytical and problem-solving skills.

• Proficiency in compliance and audit management software

• Experience with RBI inspections and regulatory interactions.


Educational Qualifications:

CS (mandatory) + LLB (optional)