Compliance Officer

We are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...

Job Title: OfficerDepartment: Compliance ,Location : PrabhadeviEducation : Graduate & above.Work ExperiencePractical experience in business lines/audit & Inspection functions, compliance function etc.With knowledge of statutory/regulatory prescriptions, law, accountancy, risk management, information technology etc.Job ResponsibilitiesCapability to...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

**Location : Dubai** **Position : Compliance Officer** **JOB DESCRIPTION - COMPLIANCE OFFICER** **KEY RESPONSIBILITIES** - Develop, or oversee the development of the institution’s ML/FT/PF risk assessment. - Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. - Ensure day-to-day compliance of the business against...

Job Title: Officer Department: Compliance ,Location : PrabhadeviEducation : Graduate & above. Work ExperiencePractical experience in business lines/audit & Inspection functions, compliance function etc. With knowledge of statutory/regulatory prescriptions, law, accountancy, risk management, information technology etc.Job Responsibilities Capability to work...

Job Title: Officer Department: Compliance , Location : Prabhadevi Education : Graduate & above. Work Experience Practical experience in business lines/audit & Inspection functions, compliance function etc. With knowledge of statutory/regulatory prescriptions, law, accountancy, risk management, information technology etc. Job Responsibilities ...

Company Name: Jas-One Securities Pvt LtdCompany Description: National Stock Exchange card holders since 1995. We are not a listed company.Position: Compliance Officer For National Stock Exchange.Job Location: Turbhe, Pawane, New MumbaiResponsibility:Excellent knowledge of NSE and SEBI rules and RegulationsPrepare and submit required regulatory reports and...

Urgent hiring for of the leading payment company for Vikroli, Mumbai location Designation: Compliance Manager Salary - Upto 10 LPA Note - Non litigation / Corporate laws In this role the Compliance Manager will address complex business process requirements, industry practices, RBI rules with respect to platform services /solutions to ensure smooth...

Job Profile : Compliance Officer Company Profile : Grobiz Professionals LLP is an Investment Manager of Grobiz SME Opportunities Fund About Grobiz SME Opportunities Fund: Grobiz SME Opportunities Fund is a CAT III fund pioneering the emerging SME investing landscape in India. Spearheaded by a team of seasoned professionals with a stellar track record in SME...

Company Name: Jas-One Securities Pvt LtdCompany Description: National Stock Exchange card holders since 1995. We are not a listed company.Position: Compliance Officer For National Stock Exchange. Job Location: Turbhe, Pawane, New MumbaiResponsibility:Excellent knowledge of NSE and SEBI rules and RegulationsPrepare and submit required regulatory reports and...

Company Name: Jas-One Securities Pvt Ltd Company Description: National Stock Exchange card holders since 1995. We are not a listed company. Position: Compliance Officer For National Stock Exchange. Job Location: Turbhe, Pawane, New Mumbai Responsibility: Excellent knowledge of NSE and SEBI rules and Regulations Prepare and submit required regulatory reports...

Company Name: Jas-One Securities Pvt LtdCompany Description: National Stock Exchange card holders since 1995. We are not a listed company.Position: Compliance Officer For National Stock Exchange. Job Location: Turbhe, Pawane, New MumbaiResponsibility:Excellent knowledge of NSE and SEBI rules and RegulationsPrepare and submit required regulatory reports and...

**Company**: Finhaat **Location** Mumbai **Experience** 6-8 Years **Key Skills** IRDA, Legal Compliances, Compliance, LLB **Position: Compliance or Legal Officer** **Qualification: LLB** **Experience: 4 to 8 years** **Location: Mumbai** **Job description** **Role & responsibilities**: Statutory compliances of Insurance business IRDAI Regulatory...

Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...

Job Profile : Compliance Officer Company Profile : Grobiz Professionals LLP is an Investment Manager of Grobiz SME Opportunities Fund About Grobiz SME Opportunities Fund: Grobiz SME Opportunities Fund is a CAT III fund pioneering the emerging SME investing landscape in India. Spearheaded by a team of seasoned professionals with a stellar track...

Job Profile : Compliance Officer Company Profile : Grobiz Professionals LLP is an Investment Manager of Grobiz SME Opportunities Fund About Grobiz SME Opportunities Fund: Grobiz SME Opportunities Fund is a CAT III fund pioneering the emerging SME investing landscape in India. Spearheaded by a team of seasoned professionals with a stellar track record in...

Job Profile : Compliance OfficerCompany Profile : Grobiz Professionals LLP is an Investment Manager of Grobiz SME Opportunities FundAbout Grobiz SME Opportunities Fund: Grobiz SME Opportunities Fund is a CAT III fund pioneering the emerging SME investing landscape in India. Spearheaded by a team of seasoned professionals with a stellar track record in SME...

Job Profile : Compliance OfficerCompany Profile : Grobiz Professionals LLP is an Investment Manager of Grobiz SME Opportunities FundAbout Grobiz SME Opportunities Fund: Grobiz SME Opportunities Fund is a CAT III fund pioneering the emerging SME investing landscape in India. Spearheaded by a team of seasoned professionals with a stellar track record in SME...

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

Job Location: Bhandup, Mumbai Post: Compliance Officer Qualification: Company Secretary, LLB or similar Experience: 2+ years Industry Type: Food Processing Industry (Bakery) Roles and Responsibilities - Assisting the business in compliance with various legal requirements, getting Licenses related to Food Industry. - To provide legal support to the sales...