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Compliance Officer

2 months ago

Mumbai, India AMINA Bank Full time

About AMINA

AMINA India is a wholly owned subsidiary of AMINA Bank AG, a FINMA licensed Swiss Bank focused on cryptocurrencies and digital assets. AMINA provides custody, trading, credit and investment products on cryptocurrencies and digital assets to institutional and professional investors. AMINA Bank is Headquartered in Zug, with presence in Mumbai, Abu Dhabi, Hong Kong and Singapore.


AMINA India acts as a virtual extension of the bank supporting activities spanning digital assets research, investment solutions, trading & liquidity management, risk management and more recently mid/back-office and IT operations.


About the Role

AMINA India is looking for a hands-on Compliance Officer who will support the bank’s compliance processes ensuring adherence with all applicable laws and regulations. The Compliance Officer will support client onboarding, periodic and event driven reviews, monitoring alerts, KYC, and AML processes as well participate in activities to strengthen compliance processes across the organization.


Responsibilities

The Compliance Officer will be responsible for the following:

  • Reviewing of Onboarding cases taking into account legal/regulatory requirements (e.g. AMLA, AMLO, CDB 20, FinSA, resp. cross-border client segmentation, FATCA/CRS)
  • Reviewing cases as part of periodic and event driven reviews: Conduct reviews of existing clients, screenings, reassessing their risk ratings in compliance with legal and regulatory standards
  • Preparing documents and setting the base for cases that will be reviewed by Compliance Switzerland and presented to the client onboarding committee
  • Monitoring of sanctions alerts
  • Managing KYC and Due Diligence Analysis
  • Supporting on reviews of Compliance policies and procedures
  • Assessing and implementing regulatory changes in processes, policies, product and client documentation, in alignment with the guidance provided by Compliance Zug
  • Supporting in cross-border business related matters and tax reporting
  • Identifying, assessing, mitigating and escalating Compliance risks to Compliance Switzerland
  • Educating and training employees on Compliance topics
  • Supporting Compliance projects, in particular the digitalization of AML processes


Experience

  • For you to become part of AMINA’s journey, we require the following set of experience:
  • At least 7 years of experience in the financial sector
  • Broad experience as in-house compliance officer in a bank or alternately, the financial industry
  • Experience in or curiosity for blockchain and other new technologies
  • Structured, independent and precise working manner
  • Ability to work under pressure, manage own goals and set up priorities
  • Open-minded, solution-oriented and team player attitude
  • Join us at AMINA for this exciting fixed term opportunity in the Compliance Team and be part of our journey in redefining finance. We value diverse perspectives and are committed to fostering a collaborative, innovative environment.