Associate - Compliance - Law (Background)

4 weeks ago

Bengaluru, India Corporation Service Company Full time

Associate

Bangalore

45 Hours weekly 

Hybrid

Intro:

Intertrust, a CSC company is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and global offices. 

The anti-money laundering and counter terrorist financing compliance landscape is gaining significant importance in the corporate and trust business. We see a growing need for talent in this domain with high level of skills in the areas of risk analysis, know your client and client due diligence coupled with strong communication and judgement capabilities.

We’re hiring for an Associate - Compliance, who will be reviewing client file and performing client due diligence and KYC documentation checks for individuals and corporations. We are looking for a dynamic individual who is a team player with good analytical and communication skills with experience in performing periodic reviews and remediation reviews

Some of the things you’ll be doing:

Accurately perform the periodic regulatory review of client acceptance files, in line with applicable laws, legislations, policies and procedures Responsible for the monthly completion of the number of periodic regulatory review of client acceptance files, as agreed with the Client Teams and Assistance Vice President Actively contribute to the performance of the periodic regulatory review of client acceptance files, in line with the Compliance file review budget set for the year  Preparation of a GAP analyses to determine the missing and to be requested CDD/KYC information  Responsible for managing the client outreach process together with the Client Team. Client outreach will be timely, client friendly, to the point, and minimized in both number of times and/or questions  Coordinating and executing event driven reviews for client entities in close cooperation with the Client Teams Assist with keeping all compliance data quality related matters of Client Teams updated Carry out screening of clients and connected parties Undertake Customer Risk Assessment In consultation with the Client Teams, create submissions and represent the team at Local Client Acceptance Committee meetings Liaise closely with Client Servicing Teams

 What technical skills, experience, and qualifications do you need?

2 Years + experience in banking or corporate services  Bachelors or Master’s degree in law, with excellent grades  Understanding of AML, KYC, Due diligence processes  Understanding of financial sanctions and ability to learn screening solutions and formalization of a conclusion on the results (World Check) Experience and ability to carry out client risk assessment, utilizing enterprise methodology Excellent analytical skills MS Office/Excel Excellent written and verbal English The ability and willingness to communicate directly with clients, both in writing and by telephone/Teams/Zoom Presentation skills - demonstrable experience in presenting information in one or one or small group meetings

Preferred Qualifications:

A professional Anti-Money Laundering Qualification or desire to work towards one. 

  • Senior Associate

    4 weeks ago

    Bengaluru, India Corporation Service Company Full time

    Senior Associate Bangalore 45 Hours weekly  Hybrid Intro: CSC is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and global offices.  The anti-money laundering and counter terrorist financing compliance landscape is gaining...

  • KYC Compliance

    3 weeks ago

    Bengaluru, India CSC Full time

    AssociateBangalore45 Hours weeklyHybridIntro:Intertrust, a CSC company is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and global offices.The anti-money laundering and counter terrorist financing compliance landscape is gaining significant...

  • KYC Compliance

    3 weeks ago

    Bengaluru, India CSC Full time

    AssociateBangalore45 Hours weekly HybridIntro:Intertrust, a CSC company is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and global offices. The anti-money laundering and counter terrorist financing compliance landscape is gaining...

  • KYC Compliance

    3 weeks ago

    Bengaluru, India CSC Full time

    AssociateBangalore45 Hours weekly HybridIntro:Intertrust, a CSC company is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and global offices. The anti-money laundering and counter terrorist financing compliance landscape is gaining...

  • Associate Compliance

    3 days ago

    Bengaluru, Karnataka, India CSC (Corporation Service Company) Full time

    **Title: Associate KYC process** **Department : CoE Operations** **Location : Bangalore, India** **Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. **Your...

  • Associate - Secretarial & Compliance

    7 days ago

    Bengaluru, India Mangalam Placement Full time

    **Location** Bengaluru/Bangalore **Experience** 2-3 Years **Key Skills** Company Secretary, Company Secretarial Functions, Compliance, Secretarial Activities, Company Law, Secretarial compliance **Position: Associate - Secretarial & Compliance** **Qualification: CS** **Experience: 0 to 3 years** **Location: Bengaluru** **Job description** **Roles and...

  • Associate Compliance

    13 hours ago

    Bengaluru, India Corporation Service Company Full time

    Title: Associate KYC process  Department : CoE Operations Location : Bangalore, India Vacancy : Permanent KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties. Your...

  • Associate- GST Compliance

    6 days ago

    Bengaluru, India Sekhar & Sreekanth Full time

    Role: Associate- GST ComplianceEmployment Type: Full TimeRole Category: GST handlingEducation and Experience CA Inter /CMA Inter B.Com in Commerce with 1-2 yearsRoles and Responsibilitiesa list of Clients prepare and file monthly, quarterly, and annual GST returns (GSTR-1, GSTR-3B, within the prescribed due dates.compliance with GST laws and regulations set...

  • Associate- GST Compliance

    4 days ago

    Bengaluru, India Sekhar & Sreekanth Full time

    Role: Associate- GST ComplianceEmployment Type: Full TimeRole Category: GST handlingEducation and Experience CA Inter /CMA Inter B.Com in Commerce with 1-2 yearsRoles and Responsibilitiesa list of Clients prepare and file monthly, quarterly, and annual GST returns (GSTR-1, GSTR-3B, within the prescribed due dates.compliance with GST laws and regulations set...

  • Compliance - Federation Compliance - Business Unit Compliance - Associate - Bengaluru

    4 weeks ago

    Bengaluru, India Goldman Sachs Full time

    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

  • Assistant Professor

    1 month ago

    Bengaluru, India Alliance University Full time

    Alliance University is a Private University established in Karnataka State by Act No. 34 of the year 2010. The University is recognized by the University Grants Commission (UGC), New Delhi. Alliance University with its vibrant and picturesque campus in Bangalore, India offers multidisciplinary undergraduate and postgraduate majors to students from diverse...

  • Assistant Professor

    4 weeks ago

    Bengaluru, India Alliance University Full time

    Alliance University is a Private University established in Karnataka State by Act No. 34 of the year 2010. The University is recognized by the University Grants Commission (UGC), New Delhi. Alliance University with its vibrant and picturesque campus in Bangalore, India offers multidisciplinary undergraduate and postgraduate majors to students from diverse...

  • Assistant Professor

    4 weeks ago

    Bengaluru, India Alliance University Full time

    Alliance University is a Private University established in Karnataka State by Act No. 34 of the year 2010. The University is recognized by the University Grants Commission (UGC), New Delhi. Alliance University with its vibrant and picturesque campus in Bangalore, India offers multidisciplinary undergraduate and postgraduate majors to students from diverse...

  • Associate - Secretarial & Compliance, 0 to 3 Years

    1 week ago

    Bengaluru, India Mangalam Placement Full time

    **Company**: Stellapps Technologies Private Limited **Location** Bangalore **Experience** 2-3 Years **Key Skills** Company Secretary, Compliance, Company Law, Companies Act, Secretarial compliance **Position: Associate - Secretarial & Compliance** **Qualification: CS** **Experience: 0 to 3 years** **Location: Bengaluru** **Job description** **Roles...

  • Associate - Secretarial & Compliance, 0 to 3 Years

    4 weeks ago

    Bengaluru, India Mangalam Placement Full time

    **Company**: Stellapps Technologies Private Limited **Location** Bangalore **Experience** 2-3 Years **Key Skills** Company Secretary, Company Law - Compliance & Secretarial, Compliance, Companies Act, Secretarial compliance **Position: Associate - Secretarial & Compliance** **Qualification: CS** **Experience: 0 to 3 years** **Location:...

  • Compliance Lead

    2 weeks ago

    Bengaluru, India Leaders'Edge Consulting Pvt. Ltd. Full time

    Job Title: Compliance LeaderLocation: BangaloreReporting to: Global Compliance LeaderIndustry: Management Consulting (Preferred) and IT Services & ConsultingResponsibilities:Investigations & Enforcement:Conduct comprehensive investigations into potential fraud, financial irregularities, data breaches and policy violations specific to operations and as...

  • Compliance Lead

    3 weeks ago

    Bengaluru, India Leaders'Edge Consulting Pvt. Ltd. Full time

    Job Title: Compliance Leader Location: Bangalore Reporting to: Global Compliance Leader Industry: Management Consulting (Preferred) and IT Services & ConsultingResponsibilities: Investigations & Enforcement: Conduct comprehensive investigations into potential fraud, financial irregularities, data breaches and policy violations specific to operations and as...

  • Compliance Lead

    3 weeks ago

    Bengaluru, India Leaders'Edge Consulting Pvt. Ltd. Full time

    Job Title: Compliance Leader Location: Bangalore Reporting to: Global Compliance Leader Industry: Management Consulting (Preferred) and IT Services & ConsultingResponsibilities: Investigations & Enforcement: Conduct comprehensive investigations into potential fraud, financial irregularities, data breaches and policy violations specific to operations and as...

  • Risk and Compliance Associate

    4 weeks ago

    Bengaluru, Karnataka, India Primeindus Fintech Solutions||Indusspay Full time

    **Role: KYC operations Associate**: - **Experience: 2-3.5 years** **Job Overview**: As a **KYC operations Associate **, you will be responsible for ensuring compliance with regulatory requirements and implementing effective Know Your Customer (KYC) procedures. You will play a crucial role in identifying and mitigating risks associated with customer...

  • Risk and Compliance Associate

    7 days ago

    Bengaluru, Karnataka, India Primeindus Fintech Solutions||Indusspay Full time

    **Job Overview**: As a **Risk and compliance associate** you should have expertise in Anti-money Laundering (AML) and Customer Identification Program (CIP) compliance. You will be responsible for ensuring compliance with regulatory requirements and implementing effective Know Your Customer (KYC) procedures. You will play a crucial role in identifying and...