Associate Compliance

1 month ago

Bengaluru, India Corporation Service Company Full time

Title: Associate KYC process 

Department : CoE Operations

Location : Bangalore, India

Vacancy : Permanent

KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, screening, CDD for client entities, participants, shareholders, and other relevant parties.

Your Responsibilities 

Responsible for identification and verification of KYC documents as per AML/KYC policy and procedures Responsible for performing high quality review of KYC information ensuring that the client acceptance reviews have been completed in line with applicable laws, regulations and company policies and procedures. Responsible for ensuring that set targets are met. Make sure all risk factors are identified in the client profile and the risk rating is accurately calculated. Responsible for overall client acceptance file, both from process management and quality perspective Updating all relevant systems and applications, in accordance with applicable policies, procedure and work instructions.

Activities

Client acceptance KYC review and CDD for client entities, participants, shareholders, and other relevant parties.  Ownership drilldown, identifying intermediate beneficial owners, ultimate beneficiary owners, controlling parties and other relevant parties Responsible for end-to-end client KYC review, includes documents collection, documents verification, client outreach and screening. Performing screening on all identified relevant parties and identifying PEP, Sanctions associated risks Should be able to identify the Risk factors present in the client profiles and be able to articulate effective financial crime risk management and be able to communicate effectively internal stakeholders. Meet the required quality standards for KYC reviews. Support implementation of any new compliance related policies, procedures and programs. Ensuring adherence to all company policies, procedures and programs and maintaining knowledge on applicable escalation route in case of (potential) non-compliance. Advocating and practicing the Compliance Mindset.

Your Profile 

Minimum of 1-2 years of relevant compliance experience in industry and/or professional practice 3-year degree in Administration/Commerce/Law or any related field Work in line with internal procedures and under the guidance of the Manager. Pragmatic but critical approach, attention to detail and problem-solving mentality Excellent fluency in English, both verbal and in writing Excellent drafting and planning skills

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