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Compliance Associate
6 days ago
Job Description
Position Overview
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices.
Skills
Organised with excellent attention to detail. Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices. Excellent oral and written communication skills. Ability to identify risks and apply strategies or seek guidance to minimise them. Ability to prioritise competing goals and interests and manage time effectively.Responsibilities
Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner. Answering internal queries on compliance decisions. Escalating non-compliant or complex questions from the business or requests as and when required. Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes. Undertaking ad hoc project work as directed by management.Working hours:
The working hours for this vacancy are a four-week rotation including weekend work as set out below:
Week 1 and 2: Monday to Friday from 3:00pm to 12:00am Week 3: Monday 12:30pm to 9:30pm and Tuesday to Friday 2:00pm to 11:00pm Week 4: Tuesday to Friday 12:30pm to 10:00pm and Saturday & Sunday 9:00am to 12:00pm
Qualifications
Degree level qualification (or equivalent) Previous legal or compliance experience is preferred Fluency in both written and spoken English is essential-
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