Associate Compliance

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

_Compliance Associate (eComm), __Monitoring & Testing, Sustainalytics & Indexes_**Role: Compliance AssociateShift: GeneralNo of Position: 2The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Job Description Position Overview At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working...

Associate - Compliance (Marketing Review)The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory...

Compliance Associate, Compliance Shared Services - MumbaiWhy us? Morningstar is a unique place. We live to help investors. We are devoted to helping everyone get over the human hurdles—lack of confidence, fear, greed, inertia, and the spend versus save mentality—that prevent people from achieving financial freedom. It's what makes us proud to tell our...

Company DescriptionThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.Our clients consist of some of...

Company DescriptionPlease be aware, this role is an entry level position and we will require you to be in our Mumbai office a minimum of 1 day a week.Third Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access to the most relevant experts and their...

Company DescriptionThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.Our clients consist of some of...

Job DescriptionPosition OverviewAt Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working closely with the...

Company Description Company Overview**Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions.No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and...

About NPCI Bharat BillPayThe Bharat Bill payment system is a Reserve Bank of India (RBI) conceptualized system driven by National Payments Corporation of India (NPCI). It is a one-stop ecosystem for payment of all bills providing an interoperable and accessible "Anytime Anywhere" Bill payment service to all customers across India with certainty, reliability...

Compliance Associate (Monitoring, Surveillance & Reporting) - IndiaThe role involves assisting with various phases of compliance monitoring and surveillance activities, such as data collection, defining scope, documenting risks and controls, creating scripts, analyzing findings, tracking issues, and preparing reports.Main Responsibilities and Tasks Oversee,...

Compliance Associate (Monitoring, Surveillance & Reporting) - IndiaThe role involves assisting with various phases of compliance monitoring and surveillance activities, such as data collection, defining scope, documenting risks and controls, creating scripts, analyzing findings, tracking issues, and preparing reports.Main Responsibilities and Tasks Oversee,...

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance...

Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

Company Description Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

OverviewThe Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance...

Role/ Job Title:Associate ComplianceFunction/ Department: ComplianceLocation:MumbaiJob Purpose:The role entails the responsibility to support compliance manager in ensuring bank's policies and procedures comply with regulatory and ethical standards.Primary Responsibilities:Support all business operations relating to compliance including policies,...