Compliance Analyst

Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in...

Role : Compliance Analyst Shift : General About the role: The Compliance Analyst will report into the Global Head of Conflicts and Controls, located in Compliance function of DBRSM. Job responsibilities: Main activities Reviewing employees trading statements and entering key trading and holding information into the compliance...

Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar’s Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in...

Let’s be #BrilliantTogether ISS STOXX is actively looking for a Compliance Analyst to join the Mumbai Team (Goregaon East). Overview: ISS' Compliance department is looking to add a Compliance Analyst to the team. This team member will primarily participate in the surveillance of security transactions and electronic communications to help ensure...

Let’s be #BrilliantTogether ISS STOXX is actively looking for a Compliance Analyst to join the Mumbai Team (Goregaon East). Overview: ISS' Compliance department is looking to add a Compliance Analyst to the team. This team member will primarily participate in the surveillance of security transactions and electronic communications to help ensure...

Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

Position Overview Position Overview The Analyst will work closely with junior and senior members of the Risk Compliance team to implement and monitor investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo. The Analyst will support all aspects of therisk compliance program, including implementing and encoring...

Position Overview Position Overview The Analyst will work closely with junior and senior members of the Risk Compliance team to implement and monitor investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo. The Analyst will support all aspects of therisk compliance program, including implementing and encoring...

About usWe are a global technology company, driving energy innovation for a balanced planet.​Together, we create amazing technology that unlocks access to energy for the benefit of all.​Our inclusive culture is the key to our success. We collaborate with our internal community of colleagues, alumni, and our valued external partners to support each other...

About usWe are a global technology company, driving energy innovation for a balanced planet.​Together, we create amazing technology that unlocks access to energy for the benefit of all.​Our inclusive culture is the key to our success. We collaborate with our internal community of colleagues, alumni, and our valued external partners to support each other...

About us We are a global technology company, driving energy innovation for a balanced planet.​ Together, we create amazing technology that unlocks access to energy for the benefit of all.​ Our inclusive culture is the key to our success. We collaborate with our internal community of colleagues, alumni, and our valued external partners to support each...

About usWe are a global technology company, driving energy innovation for a balanced planet.​Together, we create amazing technology that unlocks access to energy for the benefit of all.​Our inclusive culture is the key to our success. We collaborate with our internal community of colleagues, alumni, and our valued external partners to support each other...

About usWe are a global technology company, driving energy innovation for a balanced planet.​Together, we create amazing technology that unlocks access to energy for the benefit of all.​Our inclusive culture is the key to our success. We collaborate with our internal community of colleagues, alumni, and our valued external partners to support each other...

No Relocation Assistance Offered# 161053 - Mumbai, Maharashtra, IndiaJob SummaryJoin our Environmental, Health, and Safety (EHS) team as a Jr. Analyst, where you will play a pivotal role in enhancing sustainability initiatives and ensuring regulatory compliance. You will be instrumental in managing environmental and ethical claims, contributing to our...

No Relocation Assistance Offered# 161053 - Mumbai, Maharashtra, India Job Summary  Join our Environmental, Health, and Safety (EHS) team as a Jr. Analyst, where you will play a pivotal role in enhancing sustainability initiatives and ensuring regulatory compliance. You will be instrumental in managing environmental and ethical claims, contributing...

No Relocation Assistance Offered # 161053 - Mumbai, Maharashtra, India Job Summary  Join our Environmental, Health, and Safety (EHS) team as a Jr. Analyst, where you will play a pivotal role in enhancing sustainability initiatives and ensuring regulatory compliance. You will be instrumental in managing environmental and ethical claims, contributing...

Handling all statutory compliances of Trading Member with all exchanges like - 1. Member Activation & surrender procedure 2. Updating & getting approval of change in Trading Member details Like: - Change in Shareholding Pattern - Change in Director’s & their details - Change in member Contact details - Change in compliance officer details etc 3....

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The CIA Analyst performs risk-based testing and monitoring of Citi’s compliance risks in order to...

Entity: Gas & Low Carbon EnergyJob Family Group: Legal GroupJob Description: Let me tell you about the role This role will independently handle compliance management process and ensure a robust compliance management system for all bp India entities through regularly interacting with business and taking initiatives to develop the process further. The role...