Compliance

Urgent hiring for Compliance. CTC- 9 LPA Location - Mumbai Qualification - Company Secretary Experience - 2 to 5 years Industry - Experience working with ta CS / PCS firm is mandatory. Roles & Responsibility - Handle compliances as required under the Companies Act, 2013 and Foreign Exchange Management Act, 1999 for mostly private limited companies,...

Key Responsibilities: Experience: 0-2 years - Assist in the development, implementation, and maintenance of compliance policies and procedures. - Conduct regular compliance reviews and assessments to identify areas of potential risk or non-compliance. - Collaborate with internal stakeholders to provide guidance and training on compliance-related matters. -...

Company Description We are currently hiring for a lead manager to handle Compliance and Governance function in one of the top 3 distributors of PMS and AIF.Role Description This is a full-time on-site role for an AVP- Compliance (PMS/AIF).The AVP- Compliance will be responsible for managing compliance activities related to PMS (Portfolio Management Service)...

JOB ROLE Lead – Compliance JOB ID REPORTING TO Chief Compliance Officer and Company Secretary TYPE OF ROLE People Management Role as well as Individual Contributor Role LOCATION Corporate Office, Mumbai. BU / DIVISION Corporate Secretarial and Compliance JOB PURPOSE This position ascertains that the Company aligns...

To handle **Payroll / Establishment / Vendor / Factory related compliance activities of clients** Assist the clients in effectively handling queries, objections and inspection by authorities. Should have experience in either of S&E Act, Bonus Act, LWF Act, Factory Act, Factory compliances, Factory Audit, Vendor Audit, Knowledge in PF & ESI, Payroll...

JOB ROLE Lead – Compliance JOB ID   REPORTING TO Chief Compliance Officer and Company Secretary TYPE OF ROLE People Management Role as well as Individual Contributor Role LOCATION Corporate Office,...

Compliance Officer - Senior Associate/ Assistant Manager.Position PurposePart of Compliance hub, the resource performs periodical testing checks on both the Compliance APAC function and APAC Business lines to ensure the efficacy of APAC Compliance control framework across all Compliance Domains with a focus on Financial Security.This role aims as acting as...

**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...

Position: Compliance Assistant **Responsibilities**: - Collaborate with the compliance team to ensure adherence to relevant laws and regulations. - Assist in conducting internal audits and compliance checks. - Support in handling various compliance matters, including regulatory filings. - Contribute to the implementation and maintenance of compliance...

Job Title: Assistant Vice President - Compliance ManagerCompany: Join our team at one of the top 3 distributors of PMS and AIF!This is a full-time on-site role for an AVP- Compliance (PMS/AIF).Responsible for managing compliance activities related to Portfolio Management Service (PMS) and Alternative Investment Fund (AIF).Ensuring regulatory compliance,...

Only Candidates with 6+ years of experience apply Only Candidates based in Mumbai About Our Client Our client is one of the consumer leading company. Job Description Reporting to the General Counsel you will be responsible for: Enhancing legal compliance across the organisation, including its subsidiary companies. Ensuring timely updating...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications :  CS + LLB ( Mandatory)Post Qualification Experience : 5 -12 yearsReporting to :   Chief Risk, Audit and Compliance OfficerIndustry :  BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing,...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or...

CITIZENCREDIT Centre, CTS No. 236, Marve Road, Orlem, Malad West, Mumbai 400064 **Compliance Professional** - not over 48 years of age **Qualification**: **Essential**: - Post Graduate Degree in Statistics / Finance / Risk Management- CAIIB **Desirable**: - IIBF certification in Risk / Compliance and Treasury & Risk Management **Responsibilities...

Key Responsibilities:Compliance Strategy and Framework:Develop and implement a comprehensive compliance SOP aligned with the company’s goals and regulatory requirements.Establish policies, procedures, and controls to ensure adherence to applicable laws, regulations, and industry standards and work together with the senior management for the same.Regulatory...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

We are looking for a dedicated, detail-oriented compliance auditor to join our team. The responsibilities of the compliance auditor include protecting the company's assets, enforcing compliance with internal regulations, recommending improvements to our internal control structure, and ensuring compliance with legal and federal regulations. To be successful...

A Banking Compliance Officer is responsible for ensuring that a financial institution, such as a bank, an NBFC, credit union, or other lending entity, complies with relevant laws, regulations, stipulated Regulatory Guidelines and industry standards. The primary objective of this role is to safeguard the institution against legal and reputational risks by...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications :CS + LLB ( Mandatory)Post Qualification Experience : 5 -12 yearsReporting to:Chief Risk, Audit and Compliance OfficerIndustry :BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...