Current jobs related to Compliance Monitoring Analyst - Mumbai - 12542 Citicorp Services India Private Limited

  • Compliance Analyst

    3 months ago

    Mumbai, India ISS | Institutional Shareholder Services Full time

    Let’s be #BrilliantTogether ISS STOXX is actively looking for a Compliance Analyst to join the Mumbai Team (Goregaon East). Overview: ISS' Compliance department is looking to add a Compliance Analyst to the team. This team member will primarily participate in the surveillance of security transactions and electronic communications to help ensure...

  • Senior Transaction Monitoring Analyst

    6 months ago

    Mumbai, India IDFC FIRST Bank Full time

    Role/Job Title: Senior Transaction Monitoring Analyst Business: Retail Banking Function/ Department: Compliance Place of work: Mumbai Roles & Responsibilities: '-Oversee all business operations relating to compliance including policies, investments, and procedures '-Design and monitor control systems to deal with violations of legal rules and...

  • Administrator - Compliance Monitoring

    4 months ago

    mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Administrator - Compliance Monitoring

    4 months ago

    Mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Administrator - Compliance Monitoring

    1 week ago

    mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Transaction Monitoring Analyst

    2 months ago

    Mumbai, India IDFC FIRST Bank Full time

    Job Title:  Transaction Monitoring Analyst Department/ Function: Compliance Job Purpose: The role holder has the responsibility to carefully monitor fund transfers for the bank, report for any suspicious activity or AML for the assigned businesses. It entails creating Suspicious Transaction Reports, summaries, presentations for senior management to...

  • Administrator - Compliance Monitoring

    3 months ago

    Mumbai, Maharashtra, India MUFG Bank, Ltd., Mumbai Branch Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Data Protection and Compliance Analyst

    4 days ago

    Mumbai, India Indicia Worldwide Full time

    About usIndicia Worldwide is an insight and technology-led communications agency with global production expertise. Why we exist: we create new valueAt Indicia Worldwide, our philosophy is one of ‘creating new value’. We create new value at every step of the journey that a brand takes to market, by driving an increase in marketing performance and...

  • Compliance Monitoring

    3 months ago

    mumbai, India 12542 Citicorp Services India Private Limited Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Compliance Monitoring

    3 months ago

    Mumbai, India 12542 Citicorp Services India Private Limited Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Compliance Monitoring

    1 week ago

    mumbai, India 12542 Citicorp Services India Private Limited Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Avp - Compliance - Testing and Monitoring

    4 months ago

    Mumbai, Maharashtra, India MUFG Bank, Ltd., Mumbai Branch Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Compliance Analyst

    2 months ago

    Mumbai, India Apollo Global Management, Inc. Full time

    Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

  • Compliance Independent Assessment Sr Analyst

    3 months ago

    mumbai, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi’s compliance risks in order to...

  • Compliance Independent Assessment Sr Analyst

    3 months ago

    Mumbai, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi’s compliance risks in order to...

  • Compliance Independent Assessment Sr Analyst

    1 week ago

    mumbai, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi’s compliance risks in order to...

  • Sanctions Compliance

    4 months ago

    Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • AVP - Compliance Testing Sr. Analyst - C12 - Mumbai

    4 months ago

    mumbai, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing of Citi’s compliance...

  • AVP - Compliance Testing Sr. Analyst - C12 - Mumbai

    4 months ago

    Mumbai, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing of Citi’s compliance...

  • AVP - Compliance Testing Sr. Analyst - C12 - Mumbai

    1 week ago

    mumbai, India 12542 Citicorp Services India Private Limited Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing of Citi’s compliance...

Compliance Monitoring Analyst

3 months ago

Mumbai, India 12542 Citicorp Services India Private Limited Full time
Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The CIA Analyst performs risk-based testing and monitoring of Citi’s compliance risks in order to assess the design and effectiveness of key controls, reporting, and escalates any violations of laws or breaches of policy identified while consistently validating the adequacy of measures used to address reported issues.Responsibilities:Develops, implements, and executes compliance monitoring/ testing, continuous assurance, and reporting programs within assigned region for a component of a product line, function, or legal entity in accordance with CIA Plan.Participates in the planning, executing, and reporting of CIA monitoring/ testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CIA Plan.Performs compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan/routines and reports any findings to the CIA Management team as necessary and documents them accordingly.Utilizes innovative compliance monitoring/testing solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.Develops effective and collaborative relationships with stakeholders within and outside the CIA function and outside stakeholders, such as business and technology process owners, and promotes the education and best practices across ICRM and the business.Promoting knowledge sharing and promulgation of best practices across ICRM and the business.Escalating to CIA management significant compliance matters that require their attention or action.Additional duties as assigned.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:5-8 years of experienceKnowledge of Compliance laws, rules, regulations, risks and typologiesExperience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.Experience in planning, executing, and reporting on compliance monitoring/ testing reviews and regulatory issue validation activities.Extensive global compliance and audit related experience, and strong knowledge of business processes.Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.Effectiveness in working within a large scale and complex matrix organization is essential.Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.Recommends appropriate and pragmatic appropriate solutions to risk and control issues.Applies knowledge of key regulations to influence monitoring/ testing review scope.Develops effective line management relationships to ensure strong understanding of the business.Must be a self-starter, flexible, innovative, and adaptive.Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.Proficient in MS Office applications (Excel, Word, PowerPoint)Education:Bachelor’s degree; experience in compliance, internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree or relevant certification a plus.------------------------------------------------------Job Family Group:Compliance and Control

------------------------------------------------------Job Family:Testing

------------------------------------------------------Time Type:Full time

------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .