Compliance Documentation Associate

Were seeking a future team member for the role of Associate, Compliance & Control Representative II to join our team.In this role, youll make an impact in the following ways:The Person should be moderately skilled in Compliance, Regulatory requirements like UCITS, ERISA, US 40 Act etc. Review and interpret all governing documents, including but not limited...

ASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...

Compliance Associate Key Responsibilities Familiarity with US Collections Compliance Standards Data Security Government Acts such as FDCPA FCRA TCPA SCRA GLBA UDAAP PCI-DSS HIPPA and Knowledge of federal laws and regulations would be an added advantage Review and audit Collections Law Firms Policies and Procedures to make sure they are in-line...

At Fresenius Kabi, we are driven by a commitment to improve the quality of lives: We are Committed to life. We strive for continuous innovation with our outstanding manufacturing capabilities, unique channel access, and customer proximity.With our four complementary business areas BioPharma, Pharma (primarily IV drugs and infusion therapy), Medical...

Key Responsibilities:1. Risk Assessment and Management• Assist in gathering information and preparing inputs for risk assessments across organizational and technical domains.• Help maintain and update risk registers, mapping identified risks to relevant ISO 27001 controls.2. Compliance Implementation• Support the implementation of compliance frameworks...

We seek anAudit & Compliance Associate to join our Pune, India office. As a member of the ZS Software as a Service (SaaS) Hosting Team, the Information Security and Compliance Associate Associate will perform (and participate in) the planning, execution, and reporting on technology infrastructure and application security and compliance audits in support of...

Key ResponsibilitiesManage and participate in audits for banking products such as UPI, EFT Switch, AEPS, IMPS, CBDC, etc.Maintain audit trackers and coordinate with internal teams to ensure timely closure of audit points.Plan and manage audit schedules, including preparation of audit plans.Implement advisories from regulatory bodies such as RBI, Cert-In,...

Compliance AnalystLocation: Pune, IndiaEmployment Type: Full-timeAbout the RoleWe are seeking a Compliance & Information Security Specialist to support and grow our compliance and privacy programs. This role is hands-on — you will be responsible for implementing controls, monitoring compliance status, and supporting certifications across industry...

AFC & Compliance – Third Party Risk Management Specialist, AssociateJob ID: R0402845Full/Part-Time: Full-timeRegular/Temporary: RegularListed: Location: PunePosition OverviewJob Title: AFC & Compliance – Third Party Risk Management Specialist, AssociateLocation: Pune, IndiaRole DescriptionAs part of DWS' AFC & Compliance function, the global Anti-Fraud,...

Key Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...