OEMS Trade Compliance
23 hours ago
OEMS Trade Compliance
The Team:
The OEMS Product Support Organization provides client-facing support assisting clients to utilize the Enfusion OEMS module for their daily trading operations. The OEMS Product Support Organization consists of three verticals – Product Specialists, FIX Operations, and Trade Compliance.
The Role:
The OEMS Trade Compliance position plays a critical role in the initial setup and configuration of new clients onto the Enfusion platform with an focus on pre and post trade compliance rules. The team will also troubleshoot existing client compliance rules and test new rule creations.
What You'll Do:
- Prepare compliance rules across the full investment lifecycle (both pre- and post-trade)
- Setup new rules, perform internal testing with appropriate test cases & troubleshoot rule queries on client's compliance rule requirement.
- Comprehensive rule creation functionality applicable at any level of the portfolio/fund hierarchy
- Manage pre- and post-trade as well as end-of-day compliance checks.
- Discussion with client on compliance rules requirement
- Knowledge about Buy-side OMS systems will be preferable.
What You'll Need:
- Bachelor's degree in Finance, Accounting, Economics, Financial Math or related field
- 5+ years of experience in Middle Office support role at a Hedge Fund, Prime Broker or Fund Administrator
- Financial domain knowledge: Foreign Exchange (FX), NDFs, Derivatives (Interest Rates Swaps/Credit Default Swaps), Equities, Fixed Income and Options
- JavaScript and Jenkins experience a plus
- Detail-oriented and analytical.
- Ability to handle and prioritize multiple tasks and work independently.
- Excellent verbal and written communication skills
- Middle office, trading, risk,
-
Trade Desk Manager
3 days ago
Mumbai, Maharashtra, India Trade Pe Tech Full time ₹ 15,00,000 - ₹ 25,00,000 per yearRole OverviewWe are seeking a Trade Desk Manager (Cross-Border Trade) to lead and strengthen our trade desk operations. In this role, you will oversee end-to-end trade execution from transaction processing anddocumentation collection and scrutiny to compliance alignment and client servicing.As the key link between clients, banks, and internal teams, you will...
-
Franchise Acquisition
2 weeks ago
Mumbai, Maharashtra, India 021 Trade Full time ₹ 12,00,000 - ₹ 36,00,000 per yearAbout Us:We're a next-generation stock trading and investment platform on a mission to make financial markets more accessible - whether you're a first-time investor or a seasoned trader. Our proprietary tech ecosystem evolves rapidly through continuous feedback and innovation, delivering a stable, intuitive, and user-friendly experience. With responsive...
-
Director, Trade Compliance, India
1 day ago
Mumbai, Maharashtra, India TD Synnex Full time ₹ 15,00,000 - ₹ 25,00,000 per yearAre you a seasoned leader with a passion for regulatory compliance? Do you thrive in dynamic environments where you can make a tangible impact? TD SYNNEX is seeking a highly skilled Head of Regulatory Compliance for India to join our global team of compliance experts. This is a unique opportunity to lead and shape the compliance landscape across a diverse...
-
Trade Analyst
1 week ago
Mumbai, Maharashtra, India Calqrisk Forex Private limited Full time ₹ 9,00,000 - ₹ 12,00,000 per yearJob Title: Trade AnalystDepartment: Export Incentives / RODTEP Location: MumbaiReporting To: RODTEP HeadJob Summary:As a Trade Analyst, you will handle the buying and selling of RoDTEP scrips (duty credit certificates) while ensuring compliance with DGFT regulations. Your role will involve coordinating with exporters, buyers, and traders to get the best...
-
Dealer, Trading
1 day ago
Mumbai, Maharashtra, India CITIC Full time ₹ 15,00,000 - ₹ 30,00,000 per yearPosition DescriptionEquity Dealer will be responsible for executing buy and sell orders of equities on behalf of institutional clients. They will serve as a key intermediary between clients and the stock exchanges, ensuring timely and accurate trade execution. The dealer will maintain close communication with clients and internal teams to provide updates and...
-
Trade Sales Manager
3 days ago
Mumbai, Maharashtra, India Reasoned. Full time ₹ 20,00,000 - ₹ 25,00,000 per yearCompany: Trade PeLocation: Mumbai (Onsite)Type: Full-timeExperience: 7-10 yearsAbout Trade PeTrade Pe is a fast-growing fintech company in the cross-border banking space, building modern infrastructure that simplifies and accelerates global trade transactions. We are creating the backbone for global trade payments, trade banking, and digital tools that...
-
Trading Operations
2 weeks ago
Mumbai, Maharashtra, India BSE Full time ₹ 5,00,000 - ₹ 20,00,000 per yearJob Description:The Trading Operations team requires a seasoned professional with years of experience in the area of Capital Markets and responsible for supporting the daily trading activities on the Exchange, ensuring smooth functioning of trading systems and adherence to regulatory requirements. This role involves monitoring systems, resolving issues, and...
-
Trade Operations Executive
5 days ago
Mumbai, Maharashtra, India Randstad Full time ₹ 5,00,000 - ₹ 15,00,000 per yearMonitor Start of Day and End of Day activities related to processing and report backup, generation of report, publishing report on websiteMonitoring trade activities and margin of members to ensure that all are operating within the norms.Monitoring Live trading related price bands, Trade Modification, Trade Cancellation etcEnsuring compliance towards all...
-
Trading Enabler, AS
1 week ago
Mumbai, Maharashtra, India Deutsche Bank Full time ₹ 12,00,000 - ₹ 24,00,000 per yearPosition OverviewJob Title: Trading Enabler, AssociateLocation: Mumbai, IndiaRole DescriptionThe Trader Assistant is a critical support role, ensuring the smooth and efficient operation for trading activities.This position is responsible for a wide range of operational, administrative, and analytical tasks that directly contribute to the desk's...
-
Compliance Associate
1 day ago
Mumbai, Maharashtra, India Susquehanna International Group, LLP Full time ₹ 12,00,000 - ₹ 36,00,000 per yearOverviewSusquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems.We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing and...