
Head Operations
2 weeks ago
A leading Stock Broking Company is looking for a Head Operations:
Role & responsibilities:
The person should take care of the complete end-to-end all operations works including KYC, DP, RMS, Compliance, Settlements, Trade Processing.
All the product and industry knowledge to support strategic decision-making.
All regular day to day operations such as NSE & BSE trade settlements, IPO & Mutual Fund back end processing.
Ensure timely and accurate reporting to regulatory bodies including SEBI, NSE, BSE & CDSL
Oversee client fund and security settlements, internal audits, margin obligations, and risk management.
Maintain strong relationships with top clients
Enhance operational efficiency by implementing strong process controls, automation, and strict compliance adherence.
Preferred candidate profile:
* The Person having 15 + years of Experience in Risk Management, Compliance, KYC Operations and Depository Participant are preferred.
* The Person should handle a Team of 10 + members
* Strong leadership, communication, and team management skills.
* Must possess relevant certifications NISM & DP
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