Head Operations

1 week ago

Delhi NCR Noida, India Reputed a leading Stock Broking Company Full time US$ 9,00,000 - US$ 12,00,000 per year

A leading Stock Broking Company is looking for a Head Operations:

Role & responsibilities:

  • The person should take care of the complete end-to-end all operations works including KYC, DP, RMS, Compliance, Settlements, Trade Processing.

  • All the product and industry knowledge to support strategic decision-making.

  • All regular day to day operations such as NSE & BSE trade settlements, IPO & Mutual Fund back end processing.

  • Ensure timely and accurate reporting to regulatory bodies including SEBI, NSE, BSE & CDSL

  • Oversee client fund and security settlements, internal audits, margin obligations, and risk management.

  • Maintain strong relationships with top clients

  • Enhance operational efficiency by implementing strong process controls, automation, and strict compliance adherence.

Preferred candidate profile:

* The Person having 15 + years of Experience in Risk Management, Compliance, KYC Operations and Depository Participant are preferred.

* The Person should handle a Team of 10 + members

* Strong leadership, communication, and team management skills.

* Must possess relevant certifications NISM & DP

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