Compliance Officer
3 days ago
Key Responsibilities:
- Regulatory Compliance (NSE, BSE, MCX, SEBI, NSDL)
- Policy Development and Implementation
- Risk Management and Auditing
- Training and Communication
- Reporting and Documentation
- Liaison with Regulatory Bodies
Qualifications and Skills:
- Bachelor's degree in law, business, finance, or a related field
- Knowledge of regulatory frameworks relevant to the stock broking industry
- Excellent communication and interpersonal skills
Job Type: Full-time
Education:
- Bachelor's (Preferred)
Experience:
- Compliance officer: 4 years (Preferred)
Work Location: In person
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