Finance Associate

4 hours ago

Thāne, Maharashtra, India Zigsaw Full time

Associate-Finance

Experience
: 1+ years

For Quick response Kindly fill : Application Form

location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 400614

6 days work

Interview mode : F2F in Office

Job Description

We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory advisory space for SEBI-regulated entities. As a Compliance Associate, you will work closely with a diverse set of clients and assist them in managing their day-to-day compliance responsibilities, regulatory filings, audits, and governance matters.

  • Provide compliance support to clients in AIF, PMS, IA, and RA categories in line with SEBI regulations.
  • Assist in the registration and onboarding process of new SEBI-registered entities.
  • Prepare and review compliance checklists, reports, registers, and SOPs for clients.
  • Ensure timely and accurate filing of regulatory reports and returns
  • Draft and vet client-facing documents such as disclosure documents, PPMs, client agreements, and marketing materials.
  • Support clients during regulatory audits, inspections, and queries from SEBI or custodians.
  • Monitor regulatory updates and notify clients of relevant changes, along with impact assessments.
  • Help conduct internal compliance training and awareness sessions for client teams.
  • Maintain confidentiality and ensure documentation and communication meet professional standards.

Education/Experience

  • Graduate/Postgraduate in Commerce, Law, Finance, or related field.
  • CS, LLB, CFA, CA.
  • 1–5 years of experience in regulatory/compliance roles, ideally with an advisory, consulting, or law firm.
  • Good understanding of SEBI regulations applicable to AIF, PMS, IA, and RA.
  • Strong attention to detail, analytical skills, and professional integrity.
  • Excellent written and verbal communication skills.
  • Comfortable with client interaction and multitasking across assignments

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