Compliance Manager

Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

Role & responsibilitiesPosition: Compliance ManagerRoles and Responsibilities :MonitoringThe compliance officer monitors the firm's day-to-day compliance with stock   exchanges and depositories. They also monitor the compliance of KYC and   AML & PMLA guidelines.Responding to noticesThe compliance officer responds to surveillance notices, show cause...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey Responsibilities Manage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements. Review and ensure timely submission of all regulatory filings and submissions, while maintaining...

Organizational ContextABC Digital has been incorporated as a wholly owned subsidiary of Aditya Birla Capital in 2023 to engage in distribution of Aditya Birla Capital products and providing services to customers, including web-based services, e-commerce, and payments facilities and allied activities. ABC Digital is developing an omni-channel based D2C...

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range - 8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years, preferably from a Trustee background Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and...

Role: Information Security Compliance ManagerGeneral Summary:This role will work to identify risk and ensure compliance with industry standards, relevant laws and regulations, and industry best practices. This position also assists in maintaining and developing appropriate policies, procedures, and documentation to maintain compliance with applicable...

Job DescriptionCompany DescriptionAt M POWER SECURITAS PRIVATE LIMITED , we specialize in providing reliable, professional, and fully compliant security services across. INDIA Our mission is to create a safe and secure environment for our clients by offering top-tier manpower solutions tailored to their needs.With a strong emphasis on legal compliance,...