RMS (Risk Management and Surveillance)

RMS Equity Broker 1. Determining the securities basket acceptable as margin – working out categorisation of the scrip universe with appropriate haircuts. Regular review basis ADV, Promoter Pledges and other corporate developments 2. Working closely with the HOD & other team members to develop policy framework, processes & systems for effective risk...

Job Summary:The candidate will be responsible for managing and monitoring risk across equity and derivatives segments, ensuring adherence to SEBI and exchange regulations, and maintaining exposure limits for clients and dealers. The role requires strong analytical ability, sound market understanding, and experience in handling RMS functions in a broking...

Executive - Risk Management - MumbaiLocationMumbaiDepartmentRisk ManagementNo. of Openings1Age25-30QualificationsAny GraduateExperience in Years06 Months to 3 YearsJob ResponsibilitiesJob DescriptionMonitoring of BOD for Risk Monitoring software (Protector).Managing Day to Day Surveillance limit rejection on CTCL.Shortfall alert mails to clients/CRMs at BOD...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

About Groww:We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the...

Core Competencies: Quantitative/Analytical abilityAttention to detailGood team playerAdaptability to changeFunctional Competencies: Exposure to Treasury Products by virtue of working with either Trading/Risk Management/Analyst/ Strategist TeamsProficient in using statistical analysis techniques and data visualization tools Technology Savvy, Working...

1. BoD Allocations:Execute and monitor Beginning of Day (BoD) client-level margin allocations and ensure proper distribution a per client profile and exposure.2. Peak Limit / Margin Monitoring:Continuously track peak margin utilization across all segments and clients. Ensure compliance with SEBI/exchange regulations regarding margin requirements.3. Intraday...

Dear Candidate,GreetingsKindly find the Job Description for the Online Surveillance.Role and Responsibilities:Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity).Supervise routine activities as per defined SOP and TAT.Verification of surveillance alerts such as...

Risk Lead – Proprietary TradingDesks:Listed derivatives (index & single-stock options), OTC exotics/structured products, Equity and DebtRole SummaryThe role is for a desk that is being setup. Candidate will be key founding member of the team. Own end-to-end market risk for a multi-strategy prop desk. Design/enforce limit frameworks, monitor intraday...