RMS (Risk Management and Surveillance)

RMS Equity Broker 1. Determining the securities basket acceptable as margin – working out categorisation of the scrip universe with appropriate haircuts. Regular review basis ADV, Promoter Pledges and other corporate developments 2. Working closely with the HOD & other team members to develop policy framework, processes & systems for effective risk...

Job Summary:The candidate will be responsible for managing and monitoring risk across equity and derivatives segments, ensuring adherence to SEBI and exchange regulations, and maintaining exposure limits for clients and dealers. The role requires strong analytical ability, sound market understanding, and experience in handling RMS functions in a broking...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Executive - Risk Management - MumbaiLocationMumbaiDepartmentRisk ManagementNo. of Openings1Age25-30QualificationsAny GraduateExperience in Years06 Months to 3 YearsJob ResponsibilitiesJob DescriptionMonitoring of BOD for Risk Monitoring software (Protector).Managing Day to Day Surveillance limit rejection on CTCL.Shortfall alert mails to clients/CRMs at BOD...

About Groww:We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the...

The Junior Surveillance Analyst will assist in monitoring client transactions, handling surveillance alerts, and ensuring adherence to regulatory and internal compliance standards. The role involves supporting the client screening process, managing alerts from CDSL and internal systems, coordinating with stakeholders for timely closure, and maintaining...

1. BoD Allocations:Execute and monitor Beginning of Day (BoD) client-level margin allocations and ensure proper distribution a per client profile and exposure.2. Peak Limit / Margin Monitoring:Continuously track peak margin utilization across all segments and clients. Ensure compliance with SEBI/exchange regulations regarding margin requirements.3. Intraday...

Dear Candidate,GreetingsKindly find the Job Description for the Online Surveillance.Role and Responsibilities:Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity).Supervise routine activities as per defined SOP and TAT.Verification of surveillance alerts such as...

Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...