Compliance Manager
21 hours ago
Hiring for a Compliance Manager to join the Compliance team.
Experience
• Preferably 1–2 years in the Legal and Compliance domain within the NBFC sector (HFC experience preferred)
• CS/LLB preferred
Key Responsibilities
• Draft, review, and vet contracts, MSAs, and policies
• Address compliance queries from departments and ensure timely statutory filings
• Monitor compliance with RBI/NHB, IRDAI, Companies Act, and other applicable laws
• Maintain and update the Compliance Tracker;
• Conduct AML/KYC checks as per RBI/NHB norms and present risk categorization to the Board
• Carry out vendor due diligence and monitoring and assist in compliance testing
• Assist in preparing compliance risk assessments and ensuring adherence to SOPs and policies
• Provide cross-functional support on compliance, legal, and secretarial matters
• Assist in policy reviews, trainings, and other ancillary activities
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