Trade Surveillance Analyst

2 days ago

Bengaluru, Karnataka, India Millennium Management Full time ₹ 15,00,000 - ₹ 30,00,000 per year

Trade Surveillance Analyst

Who We Are

Millennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment industry's highest quality returns to our investors, and to maintain a commitment to our principles of integrity, discipline and excellence.

Responsibilities

  • General electronic communications and trading surveillance reviews,

    including focus on potential insider trading and market manipulation.
  • Monitor daily surveillance reports using exception reports and other tools.
  • Review surveillance alerts, conduct analysis and escalate findings as needed.
  • Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
  • Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters.
  • Assist with regulatory examinations, inquiries, investigations and projects, as necessary.
  • Draft and amend compliance related policies and procedures.
  • Monitor regulatory changes, updates and industry-wide compliance initiatives.
  • Undertake and lead special compliance related projects involving various

    inter-department stakeholders.

Qualifications

  • Bachelor's degree in finance, Economics or a related field is preferred, with a strong academic record.
  • 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal.
  • Experience in the securities and trading industry preferred.
  • Knowledge of US financial markets preferred.
  • Previous experience working with third-party surveillance platforms.
  • Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
  • Strong attention to detail, organization, and effective communication skills, both verbal and written.
  • Ability to work effectively and independently with all levels of management and staff.
  • Candidate must have strong communication, analytical skills and a desire to learn.
  • Ability to handle several tasks simultaneously.
  • Attention to detail and the ability to identify complex problems, review related information to develop and evaluate options.
  • Must be a phenomenal teammate, able to work with others, enthusiasm for trading markets.
  • Proficient to advanced computer skills including Bloomberg, MS Outlook, Word, Excel and PowerPoint.

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