Trade Surveillance Analyst

5 days ago

Bengaluru, Karnataka, India Millennium Full time ₹ 5,00,000 - ₹ 10,00,000 per year
Trade Surveillance Analyst

Who We Are

Millennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment industry's highest quality returns to our investors, and to maintain a commitment to our principles of integrity, discipline and excellence.


Responsibilities

  • General electronic communications and trading surveillance reviews,
    including focus on potential insider trading and market manipulation.

  • Monitor daily surveillance reports using exception reports and other tools.

  • Review surveillance alerts, conduct analysis and escalate findings as needed.

  • Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).

  • Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters.

  • Assist with regulatory examinations, inquiries, investigations and projects, as necessary.

  • Draft and amend compliance related policies and procedures.

  • Monitor regulatory changes, updates and industry-wide compliance initiatives.

  • Undertake and lead special compliance related projects involving various
    inter-department stakeholders.
     

Qualifications

  • Bachelor's degree in finance, Economics or a related field is preferred, with a strong academic record.

  • 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal.

  • Experience in the securities and trading industry preferred.

  • Knowledge of US financial markets preferred.

  • Previous experience working with third-party surveillance platforms.

  • Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.

  • Strong attention to detail, organization, and effective communication skills, both verbal and written.

  • Ability to work effectively and independently with all levels of management and staff.

  • Candidate must have strong communication, analytical skills and a desire to learn.

  • Ability to handle several tasks simultaneously.

  • Attention to detail and the ability to identify complex problems, review related information to develop and evaluate options.

  • Must be a phenomenal teammate, able to work with others, enthusiasm for trading markets.

  • Proficient to advanced computer skills including Bloomberg, MS Outlook, Word, Excel and PowerPoint.

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