Compliance - Marketing Reviews - Manager
1 day ago
Company Overview
KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its sponsored funds and insurance subsidiaries.
Team Overview
KKR's Legal & Compliance team is involved in all matters of trading, anti-corruption, conflicts of interest, etc. to protect the firm, our clients and investors, and our reputation. The team advises on compliance, oversight, monitoring, and reporting of the Firm's trading platform and activities. The Legal & Compliance team drafts and updates KKR's policies and procedures to ensure accountability for legal and regulatory requirements and adherence to our high ethical standards. The team also provides support for our employees by advising on and creating precautions for personal conflicts matters including social media usage, personal investing, outside business activities, etc.
Position Summary
This position will support KKR's compliance program, with a particular emphasis on the Advertising and Marketing Review function of our asset management and insurance businesses KKR Compliance is responsible for supporting the Product Strategy, Sales, Marketing and other teams with review and approval of marketing materials, ensuring materials are created consistent with global regulatory standards.
Roles & Responsibilities
- Review and proofread marketing materials such as pitchbooks, fact sheets, due diligence questionnaires (DDQs), investor communications, macro and asset class commentary, social media posts, advertorials, and digital/website content to ensure compliance with applicable global marketing regulations (e.g., SEC, FINRA, Insurance, FCA, ESMA, MAS, SFC, and other non-U.S. regulators) and cross-border guidance.
- Serve as a subject matter expert on marketing and advertising compliance, providing timely and practical guidance to business stakeholders.
- Act as a primary point of contact for marketing reviews in the APAC and EMEA region, providing timely guidance and approvals to support the prompt publication of materials. Develop a strong understanding of KKR's (including Global Atlantic's) investment products and strategies, as well as regulatory obligations relevant to marketing those offerings globally.
- Partner closely with institutional and private wealth sales and product strategy teams and global marketing team to support compliant marketing initiatives.
- Coordinate and collaborate with marketing, sales, legal, communications, and finance teams to ensure consistency and accuracy of content.
- Support a wide range of asset classes including private equity, private credit, real assets, insurance, and leveraged credit.
- Escalate issues appropriately to the marketing and advertising compliance leadership team and contribute to the resolution of compliance-related matters.
- Stay current on global regulatory developments affecting marketing and advertising activities, and proactively update internal policies or practices as needed.
- Effectively engage and communicate across all levels of the organization, including senior leadership, with a strong service mindset.
Qualifications
- Bachelor's degree required; relevant compliance certifications (e.g., Series 7, 24, or 63) a plus.
- Minimum of 6-9 years of experience in a marketing or advertising compliance role, preferably within a private equity firm, asset manager, or global financial institution.
- Deep knowledge of U.S. and global regulatory requirements (SEC, FINRA, Insurance, FCA, ESMA, SFC, MAS, etc.) related to investment marketing and communications.
- Strong editing, proofreading, and attention-to-detail skills; excellent written and verbal communication.
- Experience working with cross-functional teams and managing priorities in a fast-paced, global environment.
- Familiarity with compliance processes and controls related to private fund offerings and financial promotions.
- Experienced communicator (written and oral).
- Ability to work with a geographically dispersed team.
- Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast-paced environment.
- A strong desire to work well with others.
- Strong communication skills, work ethics and high level of personal integrity and accountability
- Self-starter and have a desire for knowledge.
- Business knowledge and acumen.
- Demonstrates the ability to use sound judgment and discretion regarding confidential information
KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.
-
Gurgaon, Haryana, India KKR Full time ₹ 9,00,000 - ₹ 12,00,000 per yearCompany OverviewKKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR...
-
Review Manager
3 days ago
Gurgaon, Haryana, India DISCO Full time ₹ 20,00,000 - ₹ 25,00,000 per yearYour ImpactThe Review Manager works side-by-side with clients and our team of attorneys to leverage DISCO AI for the purpose of document review. They provide insight and perspective to improve client outcomes and increase the speed and quality of their eDiscovery experience. They create the optimal alignment of features and workflows within the context of...
-
Risk Compliance Manager
3 days ago
Gurgaon, Haryana, India airtel Full time ₹ 15,00,000 - ₹ 25,00,000 per yearPlan, manage, and perform Process Reviews, including determining audit objectives and scope, identifying and assessing risks, developing time budgets and audit programs, and ensuring adequate documentation for each review Using knowledge/ expertise in performing reviews to determine compliance with all pertinent statutes, policies, procedures, effectiveness...
-
Compliance Manager
2 weeks ago
Gurgaon, Haryana, India J's Associates LLC Full time ₹ 60,00,000 - ₹ 72,00,000 per yearA compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...
-
Manager - Legal & Compliances
24 hours ago
Gurgaon, Haryana, India Deck Mount Electronics Full time ₹ 15,00,000 - ₹ 25,00,000 per yearResponsibilities:Labour Law ComplianceEnsure compliance with central and state labour laws (Factories Act, Shops & Establishments, CLRA, ESI, EPF, Wages, Bonus, Gratuity, Industrial Disputes, etc.).Handle inspections, audits, and notices from Labour Department officials.Maintain statutory registers, licences, returns, and ensure timely...
-
Compliance Manager
6 days ago
Gurgaon, Haryana, India MSM Global Education Full time ₹ 8,00,000 - ₹ 24,00,000 per yearCompliance ManagerLocation: Gurugram Department: Accounts & Finance Organization: MSM Unify Employment Type: Full-timeAbout MSM Unify:MSM Unify is a global education marketplace connecting students, recruitment partners, and educational institutions worldwide. Our platform streamlines international student recruitment through technology-driven solutions,...
-
Manager - Compliance
1 day ago
Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 15,00,000 - ₹ 25,00,000 per yearJob Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...
-
High Salary) Regulatory Compliance Manager
2 weeks ago
Gurgaon, Haryana, India Policybazaar Full timeJob DescriptionAbout PolicyBazaar.com-PolicyBazaar.com is India&aposs leading digital insurance marketplace and one of the most valuable insur-tech companies globally. We started our journey in 2008; in 2018 we became just the third Unicorn in India and went public in 2021.Policybazaar is at heart a data and technology company that has revolutionized the...
-
Application Architecture Review Consultant
3 days ago
Gurgaon, Haryana, India Alignity Full time ₹ 20,00,000 - ₹ 25,00,000 per yearDo you love a career where you Experience, Grow & Contribute atthe same time, while earning at least 10% above the market? If so, we are excited to have bumped onto you. Learn how we are redefining themeaning of work, and be a part of the team raved by Clients, Job-seekers and Employees. If you are aAngular Developer (Consultant / Sr. Consultant) Position...
-
Manager - Compliance (Anti Money Laundering)
3 days ago
Gurgaon, Haryana, India AMERICAN EXPRESS Full time ₹ 20,00,000 - ₹ 25,00,000 per yearResponsibilitiesProviding 2nd line credible challenge to protect American Express Banking Corp. (AEBC) while overseeing business colleagues as they work toward their objectives.Reviewing and providing effective challenge of Compliance Issues, Risk Events, and customer remediation for timely closure of gaps where required.If applicable, managing and...