Compliance - Marketing Reviews - Manager

3 days ago


Gurgaon, Haryana, India KKR Full time US$ 1,20,000 - US$ 2,00,000 per year

Company Overview
KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its sponsored funds and insurance subsidiaries.

Team Overview
KKR's Legal & Compliance team is involved in all matters of trading, anti-corruption, conflicts of interest, etc. to protect the firm, our clients and investors, and our reputation. The team advises on compliance, oversight, monitoring, and reporting of the Firm's trading platform and activities. The Legal & Compliance team drafts and updates KKR's policies and procedures to ensure accountability for legal and regulatory requirements and adherence to our high ethical standards. The team also provides support for our employees by advising on and creating precautions for personal conflicts matters including social media usage, personal investing, outside business activities, etc.

Position Summary
This position will support KKR's compliance program, with a particular emphasis on the Advertising and Marketing Review function of our asset management and insurance businesses KKR Compliance is responsible for supporting the Product Strategy, Sales, Marketing and other teams with review and approval of marketing materials, ensuring materials are created consistent with global regulatory standards.

Roles & Responsibilities

  • Review and proofread marketing materials such as pitchbooks, fact sheets, due diligence questionnaires (DDQs), investor communications, macro and asset class commentary, social media posts, advertorials, and digital/website content to ensure compliance with applicable global marketing regulations (e.g., SEC, FINRA, Insurance, FCA, ESMA, MAS, SFC, and other non-U.S. regulators) and cross-border guidance.
  • Serve as a subject matter expert on marketing and advertising compliance, providing timely and practical guidance to business stakeholders.
  • Act as a primary point of contact for marketing reviews in the APAC and EMEA region, providing timely guidance and approvals to support the prompt publication of materials. Develop a strong understanding of KKR's (including Global Atlantic's) investment products and strategies, as well as regulatory obligations relevant to marketing those offerings globally.
  • Partner closely with institutional and private wealth sales and product strategy teams and global marketing team to support compliant marketing initiatives.
  • Coordinate and collaborate with marketing, sales, legal, communications, and finance teams to ensure consistency and accuracy of content.
  • Support a wide range of asset classes including private equity, private credit, real assets, insurance, and leveraged credit.
  • Escalate issues appropriately to the marketing and advertising compliance leadership team and contribute to the resolution of compliance-related matters.
  • Stay current on global regulatory developments affecting marketing and advertising activities, and proactively update internal policies or practices as needed.
  • Effectively engage and communicate across all levels of the organization, including senior leadership, with a strong service mindset.

Qualifications

  • Bachelor's degree required; relevant compliance certifications (e.g., Series 7, 24, or 63) a plus.
  • Minimum of 6-9 years of experience in a marketing or advertising compliance role, preferably within a private equity firm, asset manager, or global financial institution.
  • Deep knowledge of U.S. and global regulatory requirements (SEC, FINRA, Insurance, FCA, ESMA, SFC, MAS, etc.) related to investment marketing and communications.
  • Strong editing, proofreading, and attention-to-detail skills; excellent written and verbal communication.
  • Experience working with cross-functional teams and managing priorities in a fast-paced, global environment.
  • Familiarity with compliance processes and controls related to private fund offerings and financial promotions.
  • Experienced communicator (written and oral).
  • Ability to work with a geographically dispersed team.
  • Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast-paced environment.
  • A strong desire to work well with others.
  • Strong communication skills, work ethics and high level of personal integrity and accountability
  • Self-starter and have a desire for knowledge.
  • Business knowledge and acumen.
  • Demonstrates the ability to use sound judgment and discretion regarding confidential information

KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.



  • Gurgaon, Haryana, India KPMG Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    **JOB DESCRIPTION About KPMG in India**KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has...


  • Gurgaon, Haryana, India KKR Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Company OverviewKKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR...

  • Review Manager

    3 days ago


    Gurgaon, Haryana, India DISCO Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Your ImpactThe Review Manager works side-by-side with clients and our team of attorneys to leverage DISCO AI for the purpose of document review. They provide insight and perspective to improve client outcomes and increase the speed and quality of their eDiscovery experience. They create the optimal alignment of features and workflows within the context of...

  • Compliance Manager

    2 weeks ago


    Gurgaon, Haryana, India J's Associates LLC Full time ₹ 60,00,000 - ₹ 72,00,000 per year

    A compliance officer ensures a company adheres to laws, regulations, and ethical standards by developing and implementing compliance programs, conducting audits, managing risks, and training employees on compliance protocols and regulatory changes. Key responsibilities include monitoring operations, identifying potential violations, reporting to management,...


  • Gurgaon, Haryana, India Deck Mount Electronics Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Responsibilities:Labour Law ComplianceEnsure compliance with central and state labour laws (Factories Act, Shops & Establishments, CLRA, ESI, EPF, Wages, Bonus, Gratuity, Industrial Disputes, etc.).Handle inspections, audits, and notices from Labour Department officials.Maintain statutory registers, licences, returns, and ensure timely...

  • Compliance Manager

    7 days ago


    Gurgaon, Haryana, India MSM Global Education Full time ₹ 8,00,000 - ₹ 24,00,000 per year

    Compliance ManagerLocation: Gurugram Department: Accounts & Finance Organization: MSM Unify Employment Type: Full-timeAbout MSM Unify:MSM Unify is a global education marketplace connecting students, recruitment partners, and educational institutions worldwide. Our platform streamlines international student recruitment through technology-driven solutions,...


  • Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...

  • Manager - Compliance

    2 weeks ago


    Gurgaon, Haryana, India Axis Max Life Insurance Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Summary:This position will be responsible for managing the Anti-Money Laundering (AML) framework across Axis Max Life Insurance along with other compliance related activities including business advisory, compliance training and awareness, culture building activities, etc. This role involves monitoring suspicious transactions, ensuring regulatory...

  • Compliance Manager

    2 weeks ago


    Gurgaon, Haryana, India Brown-Forman Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    This is a high-impact opportunity to join a global leader in the distilled spirits industry, home to some of the world's most exciting and iconic brands. The Compliance Manager will play a senior role within the global compliance team—working closely with the Senior Director of Compliance to shape and execute strategy, lead key initiatives like third-party...


  • Gurgaon, Haryana, India AMERICAN EXPRESS Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    ResponsibilitiesProviding 2nd line credible challenge to protect American Express Banking Corp. (AEBC) while overseeing business colleagues as they work toward their objectives.Reviewing and providing effective challenge of Compliance Issues, Risk Events, and customer remediation for timely closure of gaps where required.If applicable, managing and...