
Company Secretary
5 days ago
Experience: 3-4 Years Experience of Listed Compliances (from Broking Industry will be a plus)
Must: Qualified Company Secretary
Responsibilities include but not limited to:
- Compliances with SEBI LODR Regulations specified under SEBI Act, SCRA andthe rules made there under and those specified by Stock Exchanges (NSE & BSE)
- Quarterly, Half yearly and Annual Compliance Reports on BSE and NSE underSEBI (LODR) Regulations 2015
- Compliances related to Companies Act 2013
- Preparation of Annual Report of the Listed Company
- ROC/Secretarial Compliances
- Board Meetings and Annual General Meetings
- Preparation of Statutory returns/records with Registrar of companies, StockExchanges
- Annual filing along with other efilings of the ROC Forms
- Appointment & Cessation of KMP and Directors
- Preparation & maintenance of Minutes Book of the Board Meetings, GeneralMeetings & Committee Meetings
- Maintenance of Policies
- LEI Registration and its Renewal
- IEC Registration and its Renewal
- Other group Companies ROC/ Secretarial Compliances
- Responsibility of handling and supervising Trading, DP, Back Office, RMS andExchange & Listing Compliances
- Monitoring day to day exchange compliance
- Monitoring listing compliance
- Regular watch and reply on Alerts generated by exchanges
- Regular watch and remedial action on Alerts generated by back office software
- Watch on RMS
- Any other work as may assigned
- Membership Compliances_(NSE, BSE, MCX, ICEX, NCDEX, INDIA INX, NSE IFSC)
- Membership Compliances- NSE, BSE, MCX, NCDEX, & ICEX, NSE IFSC ANDINDIA INX (BSE)
- DP (CDSL) & Exchanges- Monthly, Quarterly, Yearly and event-basedCompliances
- Appointment of Authorized Person, Remisiers and all documentation related with it
- Inspection and Audit conducted by Exchanges
Desired Profile:
- Must be able to evaluate, file, compile, and present various reports
- Advanced knowledge of excel
- Ability to work under pressure
- A keen eye for detail and desire to probe further into data
- Deadline-orientated and an ability to stick to time constraints
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