Compliance Officer

1 day ago

Gift CityGandhinagar, India SKS Enterpprises Full time ₹ 8,00,000 - ₹ 12,00,000 per year

Position Name – Compliance Officer

Location - GIFT SEZ, GIFT City, Gandhinagar, Gujarat

Experience Range – 3+ years in BFSI

Mandatory Requirement:

  • Ensure compliance with GIFT City IFSCA and SEBI AIF regulations and spearhead compliance and risk management activities at the GIFT City office.
  • Develop infrastructure, systems, and processes to meet compliance requirements for the GIFT City office.

Job Roles and Responsibilities:

  • Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management.
  • Should keep abreast with the latest regulatory changes/requirements and adhere to such requirements especially related to the SEZ Act and SEBI AIF IFSC Guidelines
  • Responsible for assisting and managing the compliance and operations activities
  • Liaison and deal with auditors and regulators from time to time
  • Should prepare quarterly compliance reports to the Board and regulators
  • Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records
  • Should have good drafting skills with an understanding of AIF business
  • Assisting in the maintenance of all documents about the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and regulators
  • Maintain relationships with internal and external stakeholders.
  • Should have experience in handling statutory filings and submissions for renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking
  • Apply for various funds and licenses, as per the organization's requirement

· Oversee the entire investor onboarding process, ensuring due diligence, compliance with FATCA, CRS, AML/CFT regulations, and EDD for high-risk investors. Maintain a centralized KYC/AML documentation repository for audit readiness.

· Act as the primary contact for investor queries, manage communications on capital calls, distributions, and fund updates, and ensure accurate reporting of statements while maintaining data privacy and confidentiality.

Qualifications:

·  Hold qualification as a member of the Institute of Company Secretaries of India (ICSI), or as a member of the Institute of Chartered Accountants of India (ICAI) or a LLB with relevant experience.

Skills and Competencies:

  • Strong knowledge of regulatory requirements for financial services.
  • Effective communication and interpersonal skills.
  • Ability to work independently and manage multiple tasks.
  • Proficiency in using compliance software and tools.

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