Compliance Officer

5 days ago

Gift City, India SKS Enterpprises Full time ₹ 5,00,000 - ₹ 12,00,000 per year

Position Name - Compliance Officer & Manager – Finance & Accounts

Location - Gift City,Gandhinagar

Experience Range - 3 yrs

Mandatory Requirement:


Looking for a dynamic professional who is a Chartered Accountant (CA) or Company Secretary (CS).Role involves leading compliance for Fund operations in GIFT City.Requires handling regulatory compliance under IFSCA/SEBI.Includes managing end-to-end finance and accounts functions.

About the client: Company is a leading mid-market private equity firm focused on high-growth investments across diverse sectors.

Job Roles and Responsibilities:


Act as designated Compliance O􀆯icer in line with IFSCA guidelines.Establish and implement Fund's Compliance and Risk Management Framework,including policies for good governance, AML, cyber security, data protection etc.Ensure timely regulatory filings, investor KYC/AML checks, and ongoing compliancemonitoring with IFSCA, SEZ, FEMA, Income tax and other applicable laws.Maintain statutory registers, minutes and licenses as per the regulatory requirements.Prepare and submit quarterly/annual compliance reports to the IFSCA and Trustees andact as primary compliance liaison.Oversee day-to-day accounting, fund accounting, and facilitate in corporate tax filings(GST, TDS etc), budgeting, treasury and investor reporting.Preparation of financial statements and coordinate statutory/tax audits.Liaise with regulators, auditors, custodians, and tax advisors.

Qualification and Experience:


Professional qualification (CA/CS) with 3 years post qualification experience incompliance and risk management in a listed company or an entity regulated by a financialsector regulatorProficiency in accounting systems and MS Excel.Preference to candidates with knowledge of IFSCA, SEBI (AIF/FME) regulations, SEZcompliances and Indian tax laws.Excellent analytical skills, integrity, and ability to manage multiple priorities.

  • Compliance Officer

    3 days ago

    Gift City, India Tower Research Capital Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    About the Job :Tower Research Capital is a leading quantitative trading firm founded in 1998. Tower has built its business on a high-performance platform and independent trading teams. We have a 25+ year track record of innovation and a reputation for discovering unique market opportunities.Tower is home to some of the world's best systematic trading and...

  • Compliance Testing Officer

    1 day ago

    Gift City, India Tower Research Capital Full time US$ 80,000 - US$ 1,20,000 per year

    Tower Research Capital is a leading quantitative trading firm founded in 1998. Tower has built its business on a high-performance platform and independent trading teams. We have a 25+ year track record of innovation and a reputation for discovering unique market opportunities.Tower is home to some of the world's best systematic trading and engineering...

  • Compliance Officer

    3 days ago

    Gift City|Gandhinagar, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Position Name – Compliance OfficerLocation - GIFT SEZ, GIFT City, Gandhinagar, GujaratExperience Range – 3+ years in BFSIMandatory Requirement: Ensure compliance with GIFT City IFSCA and SEBI AIF regulations and spearhead compliance and risk management activities at the GIFT City office. Develop infrastructure, systems, and processes to meet compliance...

  • Senior Associate, IFSC Compliance Officer

    1 day ago

    GIFT City, India Oaktree Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Our companyOaktree is a leader among global investment managers specializing in alternative investments, with $193 billion in assets under management as of June 30, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private equity, real assets, and listed equities. The firm has over 1,200...

  • Compliance Officer

    5 days ago

    Salt Lake City, India Ginteja Insurance Brokers Pvt. Ltd. Full time

    **We are Ginteja Insurance Brokers Private Limited (Promoted by Two Big companies - Shyam Steel and Sastasundar). We are looking for Experienced and energetic CS & Compliance Officer with strong knowledge of Legal Compliance at Kolkata, Saltlake Location.** **Roles and Responsibilities**: - Develop and implement an effective legal compliance program -...

  • Compliance Officer

    2 weeks ago

    Dehradun City, Dehradun, Uttarakhand, India SecurePay Full time ₹ 3,00,000 - ₹ 6,00,000 per year

    Position: Compliance Officer (Fintech) at SecurePay, Dehradun (Full-time).Work directly with founders to ensure regulatory and statutory compliance.Oversee RBI, AML/KYC, FIU-IND, and DPDP Act compliance activities.Develop and implement a comprehensive compliance framework for fintech operations.Conduct audits, risk assessments, and monitor regulatory...

  • Compliance Officer

    3 weeks ago

    Gujarat International Finance Tec-City, India Deutsche Bank Full time

    Description :Key Roles Responsibilities: Advise and support the coverage of IBU Business on applicable laws and regulations, including the provision of impact analyses, and the development of responses to, and implementation of, new regulations. Provide local coverage for KYC/AML/Anti Financial Crime (AFC). Implement policies and regulations with respect to...

  • Senior Associate- Trade Operations

    1 day ago

    Gift City, India Tower Research Capital Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    Tower Research Capital is a leading quantitative trading firm founded in 1998. Tower has built its business on a high-performance platform and independent trading teams. We have a 25+ year track record of innovation and a reputation for discovering unique market opportunities.Tower is home to some of the world's best systematic trading and engineering...

  • Compliance Officer

    3 weeks ago

    Gujarat International Finance Tec-City, India Tower Research Capital Full time

    Responsibilities :An ideal candidate should have experience of no less than 5 years of working with broking houses, preferably HFT/ algo firms. His/her role will be focussed on the execution of Tower’s India Compliance program and some broader APAC Compliance matters. Collaborating in the execution of the Compliance program: Advising stakeholders on the...

  • Company Secretary

    1 week ago

    Salt Lake City, India Ginteja Insurance Brokers Pvt. Ltd. Full time

    **We are Ginteja Insurance Brokers Private Limited (Promoted by Two Big companies - Shyam Steel and Sastasundar). We are looking for Experienced and energetic CS & Compliance Officer with strong knowledge of Legal Compliance at Kolkata, Saltlake Location.** **Roles and Responsibilities**: - Develop and implement an effective legal compliance program -...