Compliance Officer
1 week ago
Responsibilities:
* Ensure listed company compliance with SEBI rules
* Maintain regulatory filings & disclosures
* Collaborate on LODR matters
* Manage compliance programs & reporting
* Oversee securities law adherence
Experience of Listed company
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Compliance Officer
1 day ago
Mumbai, Maharashtra, India 9d583fba-c305-4dc9-ba5a-1b55f1161326 Full time ₹ 8,00,000 - ₹ 10,00,000 per yearJob Title: Compliance Officer / Accountant / AdminLocation:MumbaiExperience:Minimum 2 years (preferably in a Company Secretary or Chartered Accountant firm)Qualification:B.Com or equivalent degreeSalary:Commensurate with experienceAbout the RoleWe are looking for a Mumbai based detail oriented and proactive Executive (Compliance, Accounts & Administration)...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 6,00,000 - ₹ 18,00,000 per yearJob Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...
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Compliance Officer
6 days ago
Mumbai, Maharashtra, India Equirus Full time ₹ 5,00,000 - ₹ 15,00,000 per yearJob Description:About EquirusAbout Equirus WealthEquirus is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.For more details you can visit us at Equirus Wealth is a holistic Wealth Management platform founded in 2018...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 24,00,000 per yearPosition Name - Compliance Officer - PMSLocation - BKC,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...
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Compliance Officer
49 minutes ago
Mumbai, Maharashtra, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 24,00,000 per yearPosition Name - Compliance Officer - PMSLocation - Andheri,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...
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IT Compliance Officer
7 days ago
Mumbai, Maharashtra, India ERGO Technology & Services Full time ₹ 12,00,000 - ₹ 24,00,000 per yearThe IT Compliance Officer reports to the Head of IT Audit Coordination APAC based in Singapore. This role sits in the sub tower which is the central point for managing all IT audits and regulatory questionnaires, both internal and external. The goal of the sub tower is to ensure a smooth and effective evaluation process by acting as the primary coordination...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India Weekday AI Full time ₹ 12,00,000 - ₹ 20,00,000 per yearThis role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 12-20 LPA)Min Experience: 5 yearsLocation: MumbaiJobType: full-timeWe are seeking an experienced professional to manage and oversee compliance activities under SEBI AIF and PMS Regulations. The ideal candidate will be responsible for ensuring end-to-end regulatory adherence, handling...
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Compliance Officer
2 days ago
Mumbai, Maharashtra, India Weekday AI Full time ₹ 1,20,00,000 - ₹ 2,00,00,000 per yearThis role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 12-20 LPA)Min Experience: 5 yearsLocation: MumbaiJobType: full-timeWe are seeking an experienced professional to manage and oversee compliance activities under SEBI AIF and PMS Regulations. The ideal candidate will be responsible for ensuring end-to-end regulatory adherence, handling...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 4,00,000 - ₹ 12,00,000 per yearPosition Name -Compliance OfficerLocation -MumbaiExperience Range -5 to 8 yearsJob Roles and Responsibilities:The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s).The position requires strong regulatory understanding, financial...
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Compliance Officer
30 minutes ago
Mumbai, Maharashtra, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 24,00,000 per yearPosition Name - Compliance OfficerLocation - MumbaiExperience Range - 5 to 8 yearsJob Roles and Responsibilities:The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s).The position requires strong regulatory understanding,...