Markets Activities Auditor

5 days ago

Mumbai, Maharashtra, India BNP Paribas Full time ₹ 5,00,000 - ₹ 15,00,000 per year

Position Purpose

To conduct audit work in accordance with the IG methodology and ensure high standard of deliverables

To contribute to risk assessment of audit units based on knowledge obtained through assignments as well as day-to-day contact with auditees

To follow through with auditee on implementation of recommendations

Responsibilities

Direct Responsibilities

  1. Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management)

  2. Contribute to the planning and preparation of the assignment e.g. understanding the methodology to be applied, acquiring a high level knowledge of the activities to be covered, gathering relevant key figures, etc.

  3. Develop a thorough understanding of the activities within the scope of the assignment, its strategy and governance, and the related risks.

  4. Evaluate the overall setup and identify the main areas of risk (including a comprehensive assessment of the management actions).

  5. Recommend appropriate actions to the management in order to remediate the identified weaknesses.

  6. Formalize the results of the assignment investigations and contribute to the production of the assignment deliverables.

  7. Present the conclusions of the assignment fieldwork to the senior management.

  8. Review the implementation of the Inspection Gnrale recommendations

  9. Review and challenge the actions defined to remediate the weaknesses identified by the audit team through its assignments.

  10. Contribute to the periodic risk assessment of Markets Activities and audit planning

  11. Perform a periodic and comprehensive risk assessment of the Markets Activities as per the Group guidelines.

  12. Keep abreast of change/new development of regulatory requirements that are relevant to Markets Activities and related functions.

  13. Assist in the elaboration of the Markets Activities audit planning following a risk-based approach.

Contributing Responsibilities

  • Contribute to the improvement of the Inspection Gnrale practices through the elaboration and update of our methodologies.

Technical & Behavioral Competencies

  • Strong technical background in Markets Activities.

  • Outstanding analytical skills.

  • Curiosity, rigor, and precision.

  • Ability to synthesize.

  • Excellent writing and presentation skills (in English).

  • High level of initiative, commitment, and drive.

  • Ability to work effectively under pressure and within short deadlines.

  • Promotes a constructive, cooperative, and participative teamwork environment

Specific Qualifications (if required)

  • University degree in relevant areas (Banking, Economics, Finance, Risk Management, etc.).

  • A minimum of 5 years professional experience in Markets Activities and/or related support or control functions (prior audit experiences are considered but are not specifically required).

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