Enhanced Due Diligence Analyst

3 days ago

Mumbai, Maharashtra, India Interactive Brokers Full time ₹ 5,00,000 - ₹ 15,00,000 per year
Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Interactive Brokers (IBKR) is seeking a detail-oriented and motivated EDD Analyst to join our New Accounts team. Reporting to the EDD Manager, the Analyst will be responsible for conducting Enhanced Due Diligence (EDD) reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering (AML), counter-terrorist financing (CTF), sanctions, and securities laws and regulations, including the Bank Secrecy Act and USA PATRIOT Act.

Responsibilities

  • Conduct Know Your Client (KYC) analysis and risk profiling in accordance with internal policies and procedures.
  • Perform due diligence on higher-risk clients and industries.
  • Research adverse media using public sources, open databases, and third-party tools for high-risk clients and related parties.
  • Summarize findings from multiple sources and make informed decisions using critical thinking and analytical skills.
  • Manage multiple priorities and assignments while meeting deadlines.
  • Assess and document the Source of Wealth for various client types.

Qualifications

  • 3–5 years of experience in AML/BSA/KYC compliance during client onboarding at a large broker-dealer or financial institution with an international client base.
  • Bachelor's degree or equivalent experience required.
  • Ability to develop operational solutions that meet regulatory requirements while applying sound business judgment.
  • Comfortable working in a fast-paced environment, independently and as part of a team, with minimal supervision.
  • Strong technical aptitude and understanding of how technology supports business and regulatory needs.
  • Excellent communication, analytical, and project management skills.
  • Willingness and ability to obtain financial registration exams promptly.
  • Certified Anti-Money Laundering Specialist (CAMS) or similar certification, and FINRA Series 7 or 24 are highly preferred.
Company Benefits & Perks
  • Competitive salary package.
  • Performance-based annual bonus (cash and stocks).
  • Hybrid working model (3 days office/week).
  • Group Medical & Life Insurance.
  • Modern offices with free amenities & fully stocked cafeterias.
  • Monthly food card & company-paid snacks.
  • Hardship/shift allowance with company-provided pickup & drop facility*
  • Attractive employee referral bonus.

  • Frequent company-sponsored team-building events and outings.

  • Depending upon the shifts.

**The benefits package is subject to change at the management's discretion.

  • Enhanced Due Diligence Analyst

    3 days ago

    Mumbai, Maharashtra, India Interactive Brokers Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Interactive Brokers (IBKR) is seeking a detail-oriented and motivated EDD Analyst to join our New Accounts team. Reporting to the EDD Manager, the Analyst will be responsible for conducting Enhanced Due Diligence (EDD) reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering (AML),...

  • Financial Due Diligence

    5 days ago

    Mumbai, Maharashtra, India Nexdigm Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    JOB DESCRIPTION – FINANCIAL DUE DILIGENCE - ASSISTANT MANAGERAbout Us:Click here to know - 'Who we are?'What's in it for you?This profile shall strengthen your practical knowledge in Financial due diligence through constant and comprehensive exposure to various aspects like financial modelling, report writing, business restructuring etc. Not restricting...

  • Financial Due Diligence- FDD

    2 weeks ago

    Mumbai, Maharashtra, India Elevation Hr Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    experience in conducting Financial Due Diligence within real estate sector, working closely with real estate developers, investors, private equity firms, providing in-depth financial analysis, due diligence support for real estate transactions. Required Candidate profileLead and execute Financial Due Diligence (FDD) assignments for real estateprojects,...

  • Supplier Due Diligence Specialist

    1 day ago

    Mumbai, Maharashtra, India Growel Softech Pvt. Ltd. Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    :- The Supplier Due Diligence Specialist is responsible for conducting comprehensive due diligence and risk assessments of vendors to ensure compliance with company policies and regulatory requirements. This role involves evaluating vendor risk profiles identifying potential risks and collaborating with the Compliance officer to develop mitigation...

  • Technical due diligence

    2 weeks ago

    Mumbai, Maharashtra, India Quantum ProjectInfra Pvt. Ltd. Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Company DescriptionQuantum ProjectInfra Pvt. Ltd., a full-service Real Estate development company, provides Asset Management services across all Real Estate asset classes. Managing the complete development value chain from acquisition to monetization, Quantum serves a large number of Institutional Investors. Based in Mumbai, with offices in Gurgaon and...

  • Secondary Investments Due Diligence Analyst

    23 hours ago

    Mumbai, Maharashtra, India JPMorganChase Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    JOB DESCRIPTIONYou are a strategic thinker passionate about driving solutions in "Private equity". You have found the right teamAs an Analyst in the Private Equity Secondary Group, you will engage broadly in various areas of private equity, but primarily focus on secondaries and contribute to all aspects of the secondary deal process. You will develop and...

  • Financial Due Diligence

    3 weeks ago

    Mumbai, Maharashtra, India, Maharashtra Nexdigm Full time

    JOB DESCRIPTION – FINANCIAL DUE DILIGENCE - ASSISTANT MANAGERAbout Us:Click here to know - 'Who we are?'What’s in it for you?This profile shall strengthen your practical knowledge in Financial due diligence through constant and comprehensive exposure to various aspects like financial modelling, report writing, business restructuring etc. Not restricting...

  • Manager - Direct Taxation & Financial Due Diligence - CA

    1 day ago

    Mumbai, Maharashtra, India MANGALAM PLACEMENTS PVT LTD Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Description Role : Manager - Direct Taxation & Financial Due Diligence - CAExperience : 5 to6 years Qualification : CALocation : Pune Job Description : Lead and execute end-to-end financial due diligence for potential acquisitions, joint ventures, and development deals across the assigned zones.- Review and analyse financial statements, management...

  • Due Diligence Support Analyst

    1 day ago

    Mumbai, Maharashtra, India JPMorganChase Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    JOB DESCRIPTIONYou are a strategic thinker passionate about driving solutions in Private Equity. You have found the right team.As a Analyst within our Private Equity Group, you will be responsible for setting and improving our organizational objectives, and ensuring their consistent accomplishment.Job ResponsibilitiesSupport the due diligence and legal...

  • Fraud Analyst

    1 week ago

    Mumbai, Maharashtra, India Teamware Solutions Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    The responsibilities include but are not limited to: Conduct research of companies, Financial Data, individuals and events, by using a wide array of sources: public databases, commercial and proprietary databases, and the internet with an initial focus on due diligence. Plan research time and tasks to meet objectives set by the project manager. Master public...