Compliance Officer

2 days ago

Ranchi, Jharkhand, India First Demat Full time ₹ 5,00,000 - ₹ 15,00,000 per year

Job Description: Compliance Officer

Position Overview

We are seeking an experienced and detail-oriented Compliance Officer to manage and oversee all regulatory, legal, and compliance matters in our business. The Compliance Officer will ensure adherence to SEBI, NSE, BSE, CDSL/NSDL, and other statutory requirements while building a strong internal compliance culture.

Key Responsibilities

  • Ensure compliance with SEBI, Exchanges (NSE, BSE, MCX, etc.), and Depositories (CDSL/NSDL) regulations.

  • Draft, review, and implement internal compliance policies and procedures in line with regulatory updates.

  • Monitor day-to-day operational activities to identify potential regulatory risks.

  • File periodic reports, returns, and disclosures to SEBI, exchanges, and depositories on time.

  • Conduct regular audits, inspections, and reviews of KYC, client onboarding, risk management, surveillance, and trading operations.

  • Assist in regulatory inspections, audits, and inquiries by SEBI, exchanges, or statutory bodies.

  • Ensure timely dissemination of regulatory circulars and guidelines to relevant teams.

  • Conduct compliance training sessions for employees to strengthen adherence to laws and regulations.

  • Maintain and update compliance manuals and records in accordance with statutory requirements.

  • Report compliance breaches or potential risks to senior management and recommend corrective measures.

Qualifications & Requirements

  • Graduate in Commerce, Finance, Law, or a related field (postgraduate or professional certifications like CS, CA, or LLB preferred).

  • Minimum 5–7 years of experience in compliance within stock broking, capital markets, or financial services.

  • Strong knowledge of SEBI regulations, exchange guidelines, and depository rules.

  • Familiarity with Anti-Money Laundering (AML), PMLA, and KYC regulations.

  • Excellent communication, analytical, and problem-solving skills.

  • Ability to handle regulatory inspections and audits independently.

Key Skills

  • Regulatory & Statutory Compliance

  • Attention to Detail

  • Risk Management & Internal Control

  • Reporting & Documentation

  • Stakeholder Coordination

  • Ethics & Integrity

Reporting Structure

  • The Compliance Officer will report directly to the Principal Officer/CEO/Managing Director and coordinate closely with compliance teams at exchanges and regulators.

Location

  • Ranchi - Jharkhand

Employment Type

  • Full-time, On-site

  • Compliance Executive

    7 days ago

    Ranchi, Jharkhand, India Assotech Full time ₹ 2,00,000 - ₹ 6,00,000 per year

    Key Responsibilities:Ensure timely compliance with statutory laws, rules, and regulations.Maintain proper documentation and records for audits and inspections.Assist in preparing compliance reports for management.Monitor changes in legal and regulatory requirements and update management.Coordinate with internal teams to ensure policies are followed.Support...

  • Sales Officer- Ranchi

    5 days ago

    Ranchi, Jharkhand, India Madhu Jayanti International Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role & responsibilities1. Sales & Business DevelopmentAchieve monthly, quarterly, and annual sales targets for the assigned territory.Identify, appoint, and manage distributors/stockists.Expand retail penetration by increasing outlet coverage.2. Distributor ManagementMonitor distributor performance and ensure adequate stock availability.Ensure timely order...

  • Officer Quality

    5 days ago

    Ranchi, Jharkhand, India Inventiway Solutions Full time ₹ 2,40,000 - ₹ 3,60,000 per year

    "Only for Ranchi Location"Experience Required:-1-2 YearsRole: Officer Quality & LaboratoryCore Activities:ISO:1) Handle ISO related Audits, Documentation, Procedures2) Coordinate with all departments for regular ISO related compliancesBIS & International Standards:1) Record of all BIS related standards of existing products2) Ensure up-to-date necessary...

  • Land Acquisition Officer

    2 days ago

    Ranchi, Jharkhand, India Jharkhand Ispat Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Negotiation and Agreements•Legal and Regulatory Compliance•Liaison and Community Relations•Project Coordination DGMS compliance * Work based billing& payment finalization * Routine mine surveying * work allocation based on statutory approvals Required Candidate profileInclude liaising with government departments and community members, coordinating...

  • Civil Engineer

    5 days ago

    Ranchi, Jharkhand, India Twenty First Century Mining Pvt Ltd Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Company Name: Twenty First Century Mining Private LimitedJob Title: Civil EngineerProject Site (R&R Colony & Infrastructure Development)Location: [Project Site / Ranchi / Jharkhand]Department: Civil Reports To: Project Manager Employment Type: Full TimeCompensation: Negotiable based on Experience Role PurposeThe Civil Engineer will be responsible for the...

  • HR Assistant

    2 days ago

    Ranchi, Jharkhand, India Godawari Harsh Construction Full time ₹ 2,16,000 - ₹ 2,40,000 per year

    Position OverviewGodawari Harsh Construction Pvt. Ltd. is seeking an HR Assistant to support daily HR operations, recruitment, compliance, and documentation for both office and construction site staff. The ideal candidate should have prior exposure to the construction industry and be proactive in managing day-to-day HR functions.Key ResponsibilitiesMaintain...

  • Medical Doctor

    2 days ago

    Ranchi, Jharkhand, India SRI SHIVAM HOSPITAL Full time ₹ 60,000 - ₹ 9,00,000 per year

    We are seeking a highly capable Medical Doctor to manage our medical team and to supervise the healthcare services that they provide. In this role, your duties will include serving as a clinical advisor, overseeing clinical trials, and maintaining high standards of inpatient care.Medical Officer Responsibilities:.Ensuring the highest standards in patient...

  • HR Executive

    1 day ago

    Ranchi, Jharkhand, India Godawari Harsh Construction Full time ₹ 2,40,000 - ₹ 3,00,000 per year

    Position: Human Resource ExecutiveLocation: Ranchi, Jharkhand (with site visits as required)CTC: ₹20,000 – ₹25,000 per monthAbout the RoleGodawari Harsh Construction Pvt. Ltd. is seeking an HR Executive with construction industry experience, particularly in road and bridge projects. The ideal candidate will manage HR operations across project sites,...

  • Accountant

    2 days ago

    Ranchi, Jharkhand, India Komandoor & Co Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Company DescriptionKomandoor & Co, established in 1989 in Hyderabad, is ranked among the top 50 firms in India by Bureaucracy Today magazine. With a PAN India presence, the firm is expanding internationally with branches planned for Europe and the Middle East to facilitate FDI and PE funding to the Indian subcontinent. Komandoor & Co provides quality service...

  • Senior Human Resources Executive

    4 days ago

    Ranchi, Jharkhand, India Sathi Planners Pvt. Ltd. Full time ₹ 1,80,000 - ₹ 3,60,000 per year

    The Human Resources Specialist/Manager will play a crucial role in managing HR operations, enhancing employee experience, and ensuring compliance with employment regulations. This position requires a strategic thinker with strong communication and organizational skills, dedicated to helping SPPL create a supportive and inclusive environment.Key...