
Risk & Controls Analyst Market Abuse Surveillance
1 day ago
Join us as a Risk & Controls Analyst, Market Abuse Surveillance
- If you're looking for a new challenge, where you can play a key role in preventing potential risks to our customers, this could be the ideal role for you
- You'll work in partnership with the first line of defence and businesses in applying effective risk management, and anticipating and assessing the potential impacts of risk across the bank
- By liaising closely with a range of stakeholders, you'll have an opportunity to raise your profile across the bank as well as a strong focus on personal development
- We're offering this role at associate level
You'll play a key role in delivering risk management initiatives that support the effective application of the operational risk framework and conduct risk obligations, with an opportunity to improve the understanding and effective management of risk across the bank.
We'll look to you to support the business in managing the risks which exist, making sure mechanisms are in place to identify, report, manage and mitigate risk within a defined risk appetite, working in conjunction with the second line of defence.
Day-to-day, you'll be:
- Developing and supporting the interrogation and analysis of relevant management information, supporting effective risk management on the part of your stakeholders
- Controlling resources that contribute to the development of guidance notes and training material and content, upskilling the broader first line of defence function and businesses
- Supporting management in facilitating regular stakeholder meetings and key forums through preparing and issuing of supporting paperwork and assessing regulatory impacts
- Building and maintaining trusted working partnerships across the bank and our franchises, to inform and gather intelligence on emerging and future risks and controls
To be successful in this role, you'll demonstrate knowledge of how a large financial services organisation operates and bring experience of working in a first or second line of defence risk role.
You'll also bring:
- A clear track record of achievement and delivery
- Knowledge of risk assessment and scenario analysis methodologies
- Knowledge of operational risk management
- Excellent communication skills both written and verbal and the ability to influence at all levels
Hours
45Job Posting Closing Date:
13/10/2025-
Market Surveillance Analysts- Assistant Manager
2 weeks ago
Bengaluru, Karnataka, India State Street Full time ₹ 12,00,000 - ₹ 36,00,000 per yearMarket Surveillance Compliance Program – Senior AssociateLocation: Bengaluru (Bangalore), IndiaTime Type: Full timeWork Model: HybridBusiness: State Street Investment Management – Market SurveillanceWho we are looking forWe are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC)...
-
Market Surveillance Officer
1 week ago
Bengaluru, Karnataka, India Tradeweb Full time ₹ 9,00,000 - ₹ 12,00,000 per yearRole – Overview:Tradeweb is looking for a trade surveillance officer, based in Bengaluru, to provide trade surveillance coverage across Tradeweb's European trading venues.The European trade surveillance team monitors and analyses the trading activity of all participants across the Tradeweb European platform. Surveillance utilises and develops electronic...
-
Market Surveillance Specialist
2 weeks ago
Bengaluru, Karnataka, India Tradeweb Full time ₹ 9,00,000 - ₹ 12,00,000 per yearCompany DescriptionTradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients - in more than 65 countries across the globe. Since our first trade in 1998, we have...
-
Bengaluru, Karnataka, India NatWest Group Full time ₹ 2,00,00,000 - ₹ 2,50,00,000 per yearJoin us as a Business Controls Partner, Market Abuse, VPPartnering with our business and Risk function, you'll identify, assess, and manage the risks within the agreed risk appetiteYou'll lead and inspire a team of business and customer control partners to make sure objectives are achieved, deliver a robust risk governance framework, and escalate emerging...
-
Bengaluru, Karnataka, India Amazon Full time ₹ 9,00,000 - ₹ 12,00,000 per yearDESCRIPTIONHave you ever thought about what it takes to detect and prevent fraudulent activity in hundreds of millions of eCommerce transactions across the globe? What would you do to increase trust in an online marketplace where millions of buyers and sellers transact? How would you build systems that evolve over time to proactively identify and neutralize...
-
Bengaluru, Karnataka, India Amazon Full time ₹ 9,00,000 - ₹ 12,00,000 per yearHave you ever thought about what it takes to detect and prevent fraudulent activity in hundreds of millions of eCommerce transactions across the globe? What would you do to increase trust in an online marketplace where millions of buyers and sellers transact? How would you build systems that evolve over time to proactively identify and neutralize new and...
-
Front Office Conduct Surveillance
3 weeks ago
Bengaluru, Karnataka, India Teamware Solutions Full timeJob Title: Associate / Senior Associate – Front Office Conduct Surveillance (FOCS) Location: Mumbai Position Purpose The Front Office Conduct Surveillance (FOCS) team is expanding rapidly due to evolving regulations, audit recommendations, and regulatory requirements. With increased surveillance coverage and alert volume, we are looking for skilled...
-
Manager - Surveillance
4 weeks ago
Bengaluru, Karnataka, India MUFG Full timeAbout MUFG Global Service MGS MUFG Bank Ltd is Japan s premier bank with a global network spanning in more than 40 markets Outside of Japan the bank offers an extensive scope of commercial and investment banking products and services to businesses governments and individuals worldwide MUFG Bank s parent Mitsubishi UFJ Financial Group Inc MUFG ...
-
Trade Surveillance Analyst
7 days ago
Bengaluru, Karnataka, India Millennium Management Full time ₹ 15,00,000 - ₹ 30,00,000 per yearTrade Surveillance AnalystWho We Are Millennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment...
-
Surveillance Lead, AS
4 weeks ago
Bengaluru, Karnataka, India Deutsche Bank Full timeJob DescriptionSurveillance Lead, ASPosition OverviewJob Title: Surveillance LeadCorporate Title: ASLocation: Bangalore, IndiaRole Description- The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO),...