Manager - Surveillance

4 days ago

Bengaluru, Karnataka, India HSBC Full time ₹ 6,00,000 - ₹ 18,00,000 per year

Some careers have more impact than others.

If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Manager Surveillance

Principal responsibilities 

Identify potential new forms of staff or counterparty misconduct.Determine whether these could be identified through the surveillance team's current systems, processes, people and the data sets surveilled. In liaison with the Product Management and Transformation Team, priorities the development of the systems, processes, people and data sets needed to (better) identify these new forms of misconduct for their business/asset class. Input into and track the development of these new surveillance capabilities.Deal with the alerts once they have already been passed through a first (level one) review. Ensure that all alerts are satisfactorily escalated and resolved.By looking across the alerts (ie holistically) identify improvements the way in which alerts are generated to improve the effectiveness and efficiency of the surveillance process. Carry out in investigations requested by Regulators, senior management and the businesses/asset classes into certain practices, businesses, individuals and events.  Escalate, as appropriate, any material findings or incidents of misconduct highlighted by these investigations.Coordinate or produce regular MI reports to key internal stakeholders including analysis of the MI. Foster a close relationship with key front office and support function stakeholders.Assist team members with the implementation and roll-out of a new surveillance tools and models.Support the Surveillance team in the resolution of audit and control findings. Liaise with Transformation and Technology and aid Surveillance in delivery. Analyze and explore multiple data types in order to identify anomalies and patterns of risk.Understand financial products and HSBC's business processes around these.Work across various technology platforms (surveillance, analytics, trading platforms, etc.).

Qualifications:

A strong understanding of the rules relevant to trading and sales activities for Equities, Options, Money Market, Foreign Exchange and Fixed Income.Expert knowledge of financial markets and traded products.Demonstrable experience (3 or more years) working in a Surveillance role. Consideration will also be given to those with Compliance Advisory or Front-office experience.Ability to support decisions with sound reasoning. Ability to clearly articulate business and regulatory implications of analysis and findings. Strong analytical skills.  Experience in Visual Basic for Applications and macros is an asset. Evidence of collaboration with key stakeholder functions as well as providing credible challenge to the business/desk supervisors in their daily risk management.Well-developed communications, analytical, organizational, and project management skills. Any compliance certificationKnowledge of regulatory norms around capital marketAny experience in audit related works

You'll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role."

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

***Issued By HSBC Electronic Data Processing (India) Private LTD***

  • Market Surveillance Analysts- Assistant Manager

    2 weeks ago

    Bengaluru, Karnataka, India State Street Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Market Surveillance Compliance Program – Senior AssociateLocation: Bengaluru (Bangalore), IndiaTime Type: Full timeWork Model: HybridBusiness: State Street Investment Management – Market SurveillanceWho we are looking forWe are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC)...

  • Market Surveillance Specialist

    2 weeks ago

    Bengaluru, Karnataka, India Tradeweb Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Company DescriptionTradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients - in more than 65 countries across the globe. Since our first trade in 1998, we have...

  • Market Surveillance Analyst

    2 weeks ago

    Bengaluru, Karnataka, India State Street Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Market Surveillance Compliance Program – OfficerLocation: Bengaluru (Bangalore), IndiaTime Type: Full timeWork Model: HybridBusiness: State Street Investment Management – Market SurveillanceWho we are looking forWe are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State...

  • Market Surveillance Analyst

    2 weeks ago

    Bengaluru, Karnataka, India State Street Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Market Surveillance Compliance Program – OfficerLocation: Bengaluru (Bangalore), IndiaTime Type: Full timeWork Model: HybridBusiness: State Street Investment Management – Market Surveillance Who we are looking forWe are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State...

  • Trade Surveillance Analyst

    7 days ago

    Bengaluru, Karnataka, India Millennium Management Full time ₹ 15,00,000 - ₹ 30,00,000 per year

    Trade Surveillance AnalystWho We Are Millennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment...

  • Trade Surveillance Analyst

    2 weeks ago

    Bengaluru, Karnataka, India Millennium Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Trade Surveillance AnalystWho We AreMillennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment...

  • Trade Surveillance Analyst

    2 weeks ago

    Bengaluru, Karnataka, India Millennium Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Who We AreMillennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment industry's highest quality...

  • Supplier Quality Surveillance

    2 days ago

    Bengaluru, Karnataka, India DYC Global Private Limited Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Company DescriptionDYC Global Private Limited is a leading provider of Inspection, Expediting, and Audit Services across India and worldwide. Founded by a team of experienced engineers, the company operates as a trusted third-party inspection agency. With ISO 9001:2015 and ISO 17020:2012 certifications, we deliver top-tier inspection and quality assurance...

  • Surveillance Lead, AS

    7 days ago

    Bengaluru, Karnataka, India Deutsche Bank Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Surveillance Lead, ASJob ID: R0402380Full/Part-Time: Full-timeRegular/Temporary: RegularListed: Location: BangalorePosition OverviewJob Title: Surveillance LeadCorporate Title: ASLocation: Bangalore, IndiaRole DescriptionThe External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located...

  • Medical Surveillance Specialist

    3 days ago

    Bengaluru, Karnataka, India IQVIA Full time ₹ 4,00,000 - ₹ 8,00,000 per year

    Medical Surveillance Specialist 1 Job Overview Provide a wide range of medical surveillance support (including monitoring of clinical laboratory data for subjects in clinical studies and composing medical narratives and interfacing with investigator sites.) Essential Functions • Monitor, and evaluate laboratory results on a daily basis from...