Senior Regulatory Executive

Job TitleSPEC FinanceAbout the RoleThe Principal Officer is a senior leadership position responsible for ensuring compliance with regulatory guidelines.Main ResponsibilitiesEnsure adherence to all relevant legal requirements.Oversee the implementation of investment strategies, aligning with the fund's mandate and regulatory framework.Act as the primary point...

Compliance Officer Job OverviewWe are seeking a dedicated professional to ensure our financial solutions meet the highest standards of regulatory compliance.Key Responsibilities:Ensure adherence to regulations, particularly for Alternative Investment Funds (AIFs).Stay updated with the latest laws and guidelines issued by relevant authorities.Monitor...

Compliance Analyst Job DescriptionWe are seeking a highly detail-oriented and proactive Compliance Analyst to play a vital role in ensuring our company's compliance with financial regulations.This includes monitoring, interpreting, and implementing regulatory guidelines, conducting regular internal reviews and compliance risk assessments, and assisting in...

Senior Compliance Professional RoleWe seek a meticulous and proactive individual to assume the position of Senior Compliance Specialist. The ideal candidate will play a pivotal role in ensuring adherence to regulatory standards and internal policies.Key Responsibilities:Employee Trading OversightThe successful applicant will conduct thorough reviews of...

Job Title: Regulatory Compliance ExpertWe are seeking a highly skilled professional to manage and coordinate regulatory examinations, oversee regulatory issues, produce reporting and metrics, support training, lead technology initiatives, and maintain trackers.Manage and coordinate regulatory examinations (logging info requests, preparing decks, reviewing...

Job DescriptionAs a strategic leader, you will play a critical role in shaping the company's regulatory strategy and influencing industry-shaping policies. This is an opportunity to drive internal alignment and make a meaningful impact on the external environment.The ideal candidate will have a strong understanding of policy frameworks, excellent...

Oversee high-level policy development and foster strategic partnerships within the food regulatory landscape.About the RoleThis position plays a pivotal role in driving forward-thinking initiatives and collaborations between government agencies, industry stakeholders, and key organizations.Analyze existing food regulations and their impact on businesses to...

The Compliance Officer is a critical role within our organization, responsible for ensuring we operate in full compliance with relevant regulations. This includes monitoring adherence to IFSCA requirements and implementing robust governance and risk management practices.">Key Responsibilities:Ensure timely submission of periodic compliances, aligning with...

Job DescriptionTax Compliance and FilingsPrepare and file tax returns, including Estimated Chargeable Income (ECI), Final Tax Returns, GST Returns, Withholding Tax Returns, and Certificate of Residence (COR) applications.Liaise with regulatory bodies to address and resolve tax audits related to GST, income tax, and withholding tax.Regulatory SupportReview...

Job Title Sr Executive - Regulatory AffairsJob Location Gandhinagar Gujarat IndiaJob Location Type On-siteJob Contract Type Full-timeJob Seniority Level Mid-Senior levelSkills Knowledge of regulatory requirements Attention to detail Strong communication skills Project management Ability to work under pressure Research skills FDA We are hiring...