Compliance Manager

2 days ago

Mumbai, Maharashtra, India Hiranandani Financial Services Full time US$ 60,000 - US$ 1,20,000 per year

Roles & Responsibility:

  • Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCs
  • Ensure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA  etc
  • Track compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etc
  • Work closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervals
  • Manage website disclosures as required under Companies Act, SEBI LODR and other applicable laws
  • Coordinating with RBI officials during RBI Inspection
  • Interpretation of RBI circulars and dissemination and implementation of the same on an organisation level.
  • Tracking and closure of Customer Services complaints received via RBI or customer support team
  • Advisory in Compliance related matter/ RBI circular interpretation
  • Performing Compliance testing on regular basis

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