Depository Executive

Job Description Responsibilities: - Depository Participant Operations Audit: Conduct internal audits of Depository Participant (DP) operations, ensuring adherence to established procedures and regulatory guidelines. - Regulatory Compliance Audit: Verify compliance with SEBI (Securities and Exchange Board of India) regulations and Depository guidelines issued...

We are hiring for Depository Participant Executive Location - Nariman Point Company - Stock Broking Experience - 2-6 years (Must from Stock Broking company) Salary - 30-50 k pm Roles & Responsibilities: A Depository Participant (DP) Back Office role involves managing and supporting the operations of a depository service, facilitating the safekeeping of...

**Role** Executive - Settlements Operations **Qualification** Inter CA/CS/ICWA/M.Com/MBA/PG or B. Com. Graduates will also be considered. **Location** Mumbai **Experience** minimum 2 yrs. Experience in capital market is necessary. Experience in settlements would be added advantage. - Settlement of various segments equity, Mutual Fund Debt and tender...

**Role** Executive - Participant Services **Qualification** CA Fresher, CA with some experience would be added advantage. **Location** Mumbai **Experience** 0 - 1 yr of experience - Understanding of SEBI/NSDL guidelines, Preparation and issuance of circulars, Operating guidelines and regulatory directions to Depository Participant. - Regular update of...

Dear Candidates,We have urgent opening in Kurla for Back office Executive.Job Summary: The Back Office Executive will be responsible for handling day-to-day operational activities, ensuring smooth settlement of trades, client account management, compliance with regulatory requirements, and coordination with other teams to support front office operations. Key...

**Role** Product FPI sales **Qualification** Graduate completed / Master’s with respective institute or college / MBA (Finance) **Location** Mumbai **Experience** 2 yr of experience - Understanding on SEBI regulation on FPI - Liaise with regulators, companies or other stakeholders for product related matters. - Required to draft proposals, policies,...

**Job Description: Audit Executive** **Position**: Audit Executive **Location**: Sion, Kings Circle, Mumbai **Firm Name**: Anudnya A Mehta & Associates **Employment Type**: Full-time **About Us**: Anudnya A Mehta & Associates is a reputed Chartered Accountancy firm specializing in audits and compliance services for SEBI-registered intermediaries such as...

Job Title: R&T (Registrar & Transfer) Executive Job Location:Sakinaka Department: Operations / R&T Services **Job Description**: be responsible for handling Demat and related operational activities in compliance with SEBI regulations, ensuring smooth communication with clients, depositories, and issuers. Key Responsibilities: - Handle Dematerialization...

**Location **:Mumbai **Qualification**: UG: B.A in Any Specialization, B.Com in Any Specialization **Experience in Years**: Min 1 Year of Relevant Experience **Scope and Responsibilities**: - Manage depository operations, including CDSL and NSDL. - Ensure compliance with SEBI regulations and NISM standards. - Validate data accuracy for trade...

Securities Services Product & DDP Manager - GTS SFSJob Purpose:The individual will have responsibility to onboard clients and manage regulatory compliances, P&L and product strategy. The individual will have to collaborate closely with internal stakeholders in IBG and Operations and externally with clients, Custodians, Exchanges and Depositories. The...