Financial Consultants for broking firm

Hiring for a leading CA firm for Mumbai Location. Roles & Responsibilities ➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements. ➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues. ➢ Perform detailed audits of broking activities,...

Hiring for a leading CA firm for Mumbai Location.Roles & Responsibilities➢ Perform audits on broking operations to verify adherence to compliance and regulatory requirements.➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.➢ Perform detailed audits of broking activities, including...

Job Title:Compliance Officer(Broking Firm)Location:MumbaiExperience:8–10 yearsIndustry:Broking / Capital MarketsJob Overview:The Compliance Officer will be responsible for ensuring end-to-end regulatory and exchange-related compliance for the broking business. The role requires in-depth knowledge of SEBI, NSE, BSE, and CDSL regulations, strong liaison...

Overall Purpose/ Objective of the Role: Acquisition & Relationship Management of Partners for Advisory portfolio offerings. Partners like broking partners, APs as our channel partners.Areas of Responsibility:Acquisition of Broking Partners.Managing Relations with all Broking Partners.Generating revenue from partners.Knowledge & expertise of handling...

Company DescriptionReligare Broking Limited (RBL) is a market leading securities firm in India and a wholly owned subsidiary of Religare Enterprises Limited (REL). Serving over 10 lakh clients across both Offline and Online platforms, RBL offers broking services in Equity, Currency, and Commodity, as well as depository participant services in over 400...

Jainam Broking Limited. 4 hours ago.Location: Borivali Mumbai.Department: Institutional Sales JBL.Employment Type: Full-time.Applications Received Closes On: 3 Dec, 2025.Key Responsibilities:Client Relationship Management:- Build and maintain relationships with institutional clients such as hedge funds, asset managers, pension funds, psu/private banks and...

Company DescriptionJainam Broking Limited offers a wide range of financial services including equity trading, commodity trading, research and analysis, wealth management advisory, E-broking, E-KYC, and customized services. The company is a one-stop destination for all financial needs and services.Role DescriptionThis is a full-time on-site role located in...

Job DescriptionQualifications and Skills:Education:Bachelors degree in Commerce, Accounting, or Finance.Masters in Commerce, CA InterExperience:47 years of experience in accounting and finance roles.Experience in the insurance broking or financial services industry is preferred.Skills:Strong understanding of accounting principles and financial...

Location: MumbaiCompany: Choice Equity Broking Private LimitedWebsite: About UsChoice Equity Broking Private Limited is a leading Indian broking firm dedicated to providing innovative and reliable financial solutions. We are committed to delivering exceptional value to our clients through a combination of deep market knowledge, cutting-edge technology, and...

Hiring: Zonal Business Head - Corporate Sales - For a Leading Insurance Broking Company A leading insurance Broking company is a professional services firm with its head office in Mumbai, specializing in Insurance Broking and Risk Management Consulting. We are seeking aZonal Business Head - Corporate Sales to lead our team.Job SummaryThe Zonal Business Head...