Regulatory Compliance- SEBI, NPCI, NSDL

Co-ordination with SEBI, on behalf of Regulatory Function of NSDLEnsure timely submission of a response of query received from SEBI or data to SEBI from regulatory departmentCo-ordinate with stakeholders to ensure availability of the data in timeline to the unit for further submission to SEBIMaintaining the register / MIS to track queries or requirement...

Team Member - Compliance-SUPPORT SERVICES-Compliance About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To...

Location  MumbaiQualification : C.A , C.S & M.B.AExperience  10–13 years of experience.Job Description:Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs).Regularly review and update Master Circulars, Standard Operating Procedures (SOPs),...

About The Role   As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).- To monitor new regulations as and when...

Leading NBFC seeking competent candidates for below role in Risk and Compliance.Role SummaryManage communication with NPCI, RBI, and other government/statutory/regulatory bodies, respond to routine queries in a timely mannerEnsure strict adherence to all applicable RBI Master Directions and NPCI OCsConduct compliance testing of products and provide...

Job RequirementsRole/ Job Title:Senior Compliance Manager Wholesale LendingFunction/ Department:ComplianceJob PurposeThe role entails the responsibility to ensure the banks policies and procedures comply with regulatory andethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training...

Job Description Senior Manager: Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs).Regularly review and update Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance.Coordinate with other...

Role Overview:This is a leadership position for a compliance expert to build, own, and lead the compliance function at a fast-growing, technology-driven stock broking firm. You will design systems and processes from inception, champion automation, and develop a talented compliance team to proactively address the evolving regulatory landscape.Key...

Company Profile:Vardhman Trusteeship Private Limited is a SEBI-registered Debenture Trustee with a valid license since December 2020. The company is founded by banking professionals with deep expertise in trusteeship services. Our dedicated team ensures client-centric services with a commitment to professionalism, integrity, and continuous improvement.Job...

Role & responsibilitiesHandle day-to-day DP operations smoothly.Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations.Manage KYC compliance, PMLA guidelines, and STR reporting.Ensure all activities are in line with regulatory and internal policies.Coordinate with exchanges, depositories, and regulatory authorities.Oversee daily settlement...