Regulatory Compliance- SEBI, NPCI, NSDL

Co-ordination with SEBI, on behalf of Regulatory Function of NSDLEnsure timely submission of a response of query received from SEBI or data to SEBI from regulatory departmentCo-ordinate with stakeholders to ensure availability of the data in timeline to the unit for further submission to SEBIMaintaining the register / MIS to track queries or requirement...

Location  MumbaiQualification : C.A , C.S & M.B.AExperience  10–13 years of experience.Job Description:Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs).Regularly review and update Master Circulars, Standard Operating Procedures (SOPs),...

About The Role   As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).- To monitor new regulations as and when...

Job DescriptionRegulatory Compliance MonitoringAssist in monitoring compliance with SEBI Mutual Fund Regulations, ensuring timely reporting by the Mutual Fund and AMC, including exception handling and escalation to SEBI, the Board of AMC, and Trustees.Reporting to Regulators and StakeholdersEnsure timely submission of periodical reports to SEBI, AMFI, Board...

Job RequirementsRole/ Job Title:Senior Compliance Manager Wholesale LendingFunction/ Department:ComplianceJob PurposeThe role entails the responsibility to ensure the banks policies and procedures comply with regulatory andethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training...

Company Profile:Vardhman Trusteeship Private Limited is a SEBI-registered Debenture Trustee with a valid license since December 2020. The company is founded by banking professionals with deep expertise in trusteeship services. Our dedicated team ensures client-centric services with a commitment to professionalism, integrity, and continuous improvement.Job...

Role & responsibilitiesHandle day-to-day DP operations smoothly.Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations.Manage KYC compliance, PMLA guidelines, and STR reporting.Ensure all activities are in line with regulatory and internal policies.Coordinate with exchanges, depositories, and regulatory authorities.Oversee daily settlement...

Gold is the most trusted asset across the entire world and one of the largest asset classes in India. The total traded value of gold in India exceeds $300 billion annually – nearly all of it in an unorganised, offline manner. We, at SafeGold, are building the digital infrastructure to organise the gold market using technology. SafeGold is India's largest...

Lead and manage end-to-end IT and cybersecurity audits aligned with RBI, NPCI, and SEBI regulations for BFSI clients.Drive and coordinate regulatory inspections, including pre-audit readiness, audit walkthroughs, and closure of observations.Interpret and implement RBI Master Directions (e.g., Cybersecurity Framework, DPSC, IT Outsourcing), and align client...

Manager - Depository OperationsSAFEGOLD:Gold is the most trusted asset across the entire world and one of the largest asset classes in India. The total traded value of gold in India exceeds $300 billion annually – nearly all of it in an unorganised, offline manner. We, at SafeGold, are building the digital infrastructure to organise the gold market using...