Regulatory Compliance- SEBI, NPCI, NSDL
1 week ago
The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).
To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders.
Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation.
Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effectiveness perspective.
Assist senior stakeholders in preparing notes for engagement with regulators as and when required, to obtain clarity on the regulations.
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Mumbai, Maharashtra, India National Securities Depository (NSDL) Full time ₹ 15,00,000 - ₹ 25,00,000 per yearCo-ordination with SEBI, on behalf of Regulatory Function of NSDLEnsure timely submission of a response of query received from SEBI or data to SEBI from regulatory departmentCo-ordinate with stakeholders to ensure availability of the data in timeline to the unit for further submission to SEBIMaintaining the register / MIS to track queries or requirement...
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Compliance Team Member
3 days ago
Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 4,00,000 - ₹ 12,00,000 per yearTeam Member - Compliance-SUPPORT SERVICES-Compliance About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To...
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Participant Services
5 days ago
Mumbai, Maharashtra, India National Securities Depository (NSDL) Full time ₹ 12,00,000 - ₹ 36,00,000 per yearLocation MumbaiQualification : C.A , C.S & M.B.AExperience 10–13 years of experience.Job Description:Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs).Regularly review and update Master Circulars, Standard Operating Procedures (SOPs),...
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Team Member
5 days ago
Mumbai, Maharashtra, India Kotak Life Insurance Full time ₹ 5,00,000 - ₹ 12,00,000 per yearAbout The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).- To monitor new regulations as and when...
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Senior Manager
2 weeks ago
Mumbai, Maharashtra, India, Maharashtra Leading NBFC Full timeLeading NBFC seeking competent candidates for below role in Risk and Compliance.Role SummaryManage communication with NPCI, RBI, and other government/statutory/regulatory bodies, respond to routine queries in a timely mannerEnsure strict adherence to all applicable RBI Master Directions and NPCI OCsConduct compliance testing of products and provide...
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Compliance Manager Wholesale Banking
5 days ago
Mumbai, Maharashtra, India ACURA SOLUTIONS LTD Full time ₹ 15,00,000 - ₹ 25,00,000 per yearJob RequirementsRole/ Job Title:Senior Compliance Manager Wholesale LendingFunction/ Department:ComplianceJob PurposeThe role entails the responsibility to ensure the banks policies and procedures comply with regulatory andethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training...
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Participant (DP) Services Role.
3 weeks ago
Mumbai, Maharashtra, India, Maharashtra National Securities Depository Limited Full timeJob Description Senior Manager: Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs).Regularly review and update Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance.Coordinate with other...
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Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India D C Sejpal & Co Full time ₹ 20,00,000 - ₹ 25,00,000 per yearRole Overview:This is a leadership position for a compliance expert to build, own, and lead the compliance function at a fast-growing, technology-driven stock broking firm. You will design systems and processes from inception, champion automation, and develop a talented compliance team to proactively address the evolving regulatory landscape.Key...
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Company secretary Executive
5 days ago
Mumbai, Maharashtra, India Vardhman Trusteeship Private Limited Full time ₹ 9,00,000 - ₹ 12,00,000 per yearCompany Profile:Vardhman Trusteeship Private Limited is a SEBI-registered Debenture Trustee with a valid license since December 2020. The company is founded by banking professionals with deep expertise in trusteeship services. Our dedicated team ensures client-centric services with a commitment to professionalism, integrity, and continuous improvement.Job...
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AVP - DP Operations
50 minutes ago
Mumbai, Maharashtra, India Abans Group Full time ₹ 15,00,000 - ₹ 25,00,000 per yearRole & responsibilitiesHandle day-to-day DP operations smoothly.Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations.Manage KYC compliance, PMLA guidelines, and STR reporting.Ensure all activities are in line with regulatory and internal policies.Coordinate with exchanges, depositories, and regulatory authorities.Oversee daily settlement...