AVP - DP Operations

1 day ago

Mumbai, Maharashtra, India Abans Group Full time ₹ 15,00,000 - ₹ 25,00,000 per year

Role & responsibilities

  • Handle day-to-day DP operations smoothly.
  • Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations.
  • Manage KYC compliance, PMLA guidelines, and STR reporting.
  • Ensure all activities are in line with regulatory and internal policies.
  • Coordinate with exchanges, depositories, and regulatory authorities.
  • Oversee daily settlement activities, securities pay-in/pay-out, and pledge creation
  • Implement efficient depository processes while ensuring compliance with SEBI/CDSL guidelines
  • Formulate risk measurement parameters for Depository Operations
  • Maintain regulatory records, conduct audits, and manage compliance reporting
  • Collaborate with back-office vendors for system enhancements
  • Analyze suspicious transactions and report findings as required
  • Prepare MIS and management reports
  • Handle customer grievances and ensure timely resolution

Preferred candidate profile

  • Experience in DP compliance and operations.
  • Strong knowledge of NSDL, CDSL processes.
  • Familiar with KYC, PMLA, and STR reporting.
  • Good communication and documentation skills.

JOB COMPETENCIES

  • Strong communication and team management skills
  • Comprehensive knowledge of SEBI, CDSL, and Depository compliance
  • Ability to implement regulatory updates effectively
  • Strong PR skills for liaising with regulatory authorities.

TECHNICAL COMPETENCIES

  • Expertise in CDSL Depository Operations and compliance
  • Understanding of primary and secondary market operations
  • Proficiency in MS Office (Excel, Word, PowerPoint) for reporting
  • Familiarity with CDSL systems and back-office operations

DESIRED CANDIDATE PROFILE

  • Strong knowledge of CDSL Depository Operations and compliance
  • Hands-on experience with SEBI/CDSL regulations and audits
  • Team leadership and problem-solving skills
  • Ability to manage risk assessments and regulatory reporting

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