Manager / Senior Manager- Compliance- SEBI Data

This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...

Role & responsibilitiesRoles and Responsibilities :Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines.Responding to notices :The compliance officer responds to surveillance notices, show cause notices,   and adjudicating...

Currently we are hiring Compliance Manager for NBFC Industry.Role: Compliance ManagerLocation: Mumbai Lower ParelIndustry: Banking / Financial ServicesJob Summary:We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be...

Leading NBFC seeking competent candidates for below role in Risk and Compliance.Role SummaryManage communication with NPCI, RBI, and other government/statutory/regulatory bodies, respond to routine queries in a timely mannerEnsure strict adherence to all applicable RBI Master Directions and NPCI OCsConduct compliance testing of products and provide...

Key Job Responsibilities :Ensuring compliance of all aspects related to the AIF and Investee Cos. including but not limited to SEBI, Direct and Indirect Tax, RBI, FEMA, FDI etc. -Ensuring PPM is updated at all times and requisite approvals / filings with regulator as requiredOverseeing Fund and Management AccountingManaging Internal and External Audits...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.).To monitor new regulations as and when they arise, and to promptly circulate these...

Location: MumbaiDepartment: Finance ControlReports To: Finance Reporting headRole Overview:The Compliance & Regulatory Reporting Lead will be responsible for ensuring that the organization complies with SEBI (Securities and Exchange Board of India) regulations and other statutory requirements related to capital market activities. The role primarily focuses...

Please share your CVs on vishal.-OR Whatsapp Cyber Security Compliance ManagerJob DescriptionA Cyber Security Compliance Manager is responsible for developing, implementing, and overseeing Customers information security policies, procedures, and compliance frameworks. The goal is to ensure compliance with industry regulations, mitigate cyber risks, and...

Position OverviewWe are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund...