Manager / Senior Manager- Compliance- SEBI Data

2 weeks ago


Mumbai, Maharashtra, India National Securities Depository (NSDL) Full time ₹ 6,00,000 - ₹ 12,00,000 per year
  • Co-ordination with SEBI, on behalf of Regulatory Function of NSDL
  • Ensure timely submission of a response of query received from SEBI or data to SEBI from regulatory department
  • Co-ordinate with stakeholders to ensure availability of the data in timeline to the unit for further submission to SEBI
  • Maintaining the register / MIS to track queries or requirement received from SEBI to regulatory department which includes Surveillance, IG, Inspection, Secretariat, DP Admission, issuer admission, Investor Protection
  • Responding to SEBI email
  • Attending SEBI meeting on behalf of regulatory function
  • Informing senior management regarding completion status
  • Knowledge of demat account and related transactions
  • Knowledge of PMLA compliance

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