Assistant Compliance Manager

2 weeks ago

Mumbai, Maharashtra, India Randstad Full time ₹ 6,00,000 - ₹ 18,00,000 per year

Key Responsibilities:

  • End-to-End Listing Process Management:

    Handle the complete lifecycle of listing new instruments, including coordination with internal teams and external stakeholders to ensure timely and compliant execution.
  • Regulatory Liaison:

    Act as the Single Point of Contact (SPOC) for communication and coordination with regulatory bodies such as SEBI and other relevant authorities.
  • Policy & Process Development:

    Design, implement, and update policies and operational procedures related to listing and compliance to ensure alignment with evolving regulatory norms.
  • Stakeholder Management:

    Collaborate effectively with internal departments, issuers, members, and other external stakeholders to ensure smooth listing operations.
  • Listing Operations Oversight:

    Monitor and manage day-to-day listing activities, ensuring adherence to compliance requirements and operational efficiency.
  • Regulatory Understanding:

    Maintain a strong and updated knowledge of SEBI, stock exchange, and other relevant regulatory frameworks governing commodity and derivatives exchanges.
  • Corporate Actions Handling:

    Oversee the timely and accurate processing of corporate actions related to listed instruments.
  • Documentation & Reporting:

    Prepare and maintain high-quality documentation and reports for internal records, audit purposes, and regulatory submissions.

Key Requirements:

  • Strong understanding of listing regulations, SEBI guidelines, and exchange-related compliance frameworks.
  • Proven experience in handling corporate actions, listing operations, and dealing with regulatory authorities.
  • Exceptional documentation and communication skills.
  • Ability to manage multiple stakeholders and operate in a fast-paced, regulated environment.
  • Attention to detail, proactive approach, and strong organizational skills.

Educational Qualifications & Experience:

  • Education: Graduate/Postgraduate in Commerce, Finance, Law, or related fields.
  • Experience: 2 -8 years of relevant experience in listing compliance, preferably within exchanges, financial institutions, or regulatory bodies.

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