Assistant Manager/Manager-Compliance

Position DescriptionDesignated Company Secretary and hence a KMP. Also, an Associate Compliance Manager reporting into the head of Compliance & legal for CLSA - IndiaKey Areas of ResponsibilitiesHandling all Staff dealing Compliances & all necessary Certifications at entity level & employee levelResponsible for all corporate secretarial mattersImparting...

We are seeking a proactive and detail-oriented person to support the Company Secretary in ensuring effective Corporate Governance, Regulatory Compliance and Legal Support. The ideal candidate will help manage statutory obligations, support board and committee processes, maintain accurate legal and corporate records and contributing to the smooth functioning...

Job Title: Manager- IT ComplianceJob Description:The IT Compliance Specialist is responsible for ensuring that an organization's information technology systems and processes comply with relevant regulations, policies, and standards. They play a critical role in maintaining the security, integrity, and confidentiality of data within the...

Job Responsibilities:This position is required to achieve the desired level of performance in the following Key Result areas:To provide solutions to compliance issues, in-house, wherever possible.Managing regulatory affairs of the business corresponding with various central, state and local government departments, quasi-judicial offices, to get licenses,...

DescriptionBe part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India. Job SummaryAs an Associate in the Compliance team, you will be responsible for supporting regulatory compliance and conduct risk management for JPMorgan Chase...

Key Responsibilities:End-to-End Listing Process Management: Handle the complete lifecycle of listing new instruments, including coordination with internal teams and external stakeholders to ensure timely and compliant execution.Regulatory Liaison: Act as the Single Point of Contact (SPOC) for communication and coordination with regulatory bodies such as...

Hiring Assistant Manager – Governance, Risk & Compliance (GRC) with 4–6 yrs experience in BFSI/NBFC. Must have hands-on exposure to SEBI/RBI/IRDAI compliance, ISO 27001, ITGC, audits, and cybersecurity risk management. CISA/CISM preferred.

Job Description:Role/ Job Title: Senior Compliance ManagerFunction/ Department: ComplianceJob Purpose:The role entails the responsibility to ensure the bank's policies and procedures comply with regulatory and ethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training sessions,...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range yearsMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.About the client: A leading asset management company with a strong track...

JOB DESCRIPTIONBe part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India.Job SummaryAs an Associate in the Compliance team, you will be responsible for supporting regulatory compliance and conduct risk management for JPMorgan...