Assistant Manager-Compliance

Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

Position DescriptionDesignated Company Secretary and hence a KMP. Also, an Associate Compliance Manager reporting into the head of Compliance & legal for CLSA - IndiaKey Areas of ResponsibilitiesHandling all Staff dealing Compliances & all necessary Certifications at entity level & employee levelResponsible for all corporate secretarial mattersImparting...

Wing Assistant is one of the world's largest virtual talent platforms. Wing is a venture-backed startup based in Silicon Valley with a globally distributed team. We are seeking an Executive and Personal Assistant to work with C-Suite leaders. This is a unique role, requiring a blend of remote and in-person tasks, as well as executive and personal assistance....

Role & responsibilitiesJob Title:Assistant Manager ComplianceLocation:Fort, MumbaiReports To:Company SecretaryJob Summary:We are seeking a proactive and detail-oriented person to support the Company Secretary in ensuring effective Corporate Governance, Regulatory Compliance and Legal Support. The ideal candidate will help manage statutory obligations,...

We are seeking a proactive and detail-oriented person to support the Company Secretary in ensuring effective Corporate Governance, Regulatory Compliance and Legal Support. The ideal candidate will help manage statutory obligations, support board and committee processes, maintain accurate legal and corporate records and contributing to the smooth functioning...

This is regarding a Job Opportunity with a leading Fund Management CompanyDesignation- Compliance- Assistant Manager/Chief Manager/AVPExperience- 3-12 YearsLocation- MumbaiRole & responsibilities:Coordinate with clients of the Company for SEBI AIF/PMS compliance matters.Address and resolve regulatory queries raised by clients.Liaise with regulators and...

Hiring Assistant Manager – Governance, Risk & Compliance (GRC) with 4–6 yrs experience in BFSI/NBFC. Must have hands-on exposure to SEBI/RBI/IRDAI compliance, ISO 27001, ITGC, audits, and cybersecurity risk management. CISA/CISM preferred.

Role: Information Security Compliance ManagerGeneral Summary:This role will work to identify risk and ensure compliance with industry standards, relevant laws and regulations, and industry best practices. This position also assists in maintaining and developing appropriate policies, procedures, and documentation to maintain compliance with applicable...

Key Responsibilities:End-to-End Listing Process Management: Handle the complete lifecycle of listing new instruments, including coordination with internal teams and external stakeholders to ensure timely and compliant execution.Regulatory Liaison: Act as the Single Point of Contact (SPOC) for communication and coordination with regulatory bodies such as...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 yearsMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and Responsibilities:Independently manage reporting...