Legal, Risk and Compliance Senior Associate

2 days ago

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-Collaborate with the Risk and Compliance team to assess potential risks in professional services operations, including legal matters, engagements, and client relationships. -Conduct thorough risk assessments to identify and evaluate potential operational, legal, and reputational risks, working closely with stakeholders for a comprehensive understanding of risk factors. -Develop and implement risk mitigation strategies, policies, and procedures that align with industry best practices, legal requirements, and internal standards. -Monitor changes in laws, regulations, and industry trends impacting our business, providing proactive guidance for compliance and risk avoidance. -Participate in the review and negotiation of client contracts and engagements, identifying and addressing potential risk exposures in collaboration with legal and business teams. -Assist in developing and executing risk management training and awareness programs for employees to enhance their understanding of risk-related issues and best practices. -Support the incident management process by participating in investigations of incidents, breaches, or client complaints, analyzing root causes, and recommending actions to prevent recurrence. -Collaborate with cross-functional teams, including legal, finance, and operations, to develop and maintain a robust risk register, tracking risks, mitigation efforts, and resolutions. -Prepare regular risk management reports for senior management, offering insights into risk trends, mitigation efforts, and compliance status. -Continuously evaluate and enhance the effectiveness of risk management processes. -Monitor changes in regulatory and compliance obligations across all jurisdictions, addressing areas of concern to the business. -Participate in quality, process, and compliance reviews across Vialto.

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