Compliance Manager

5 days ago

Kolkata Pune, India Wipro Full time ₹ 12,00,000 - ₹ 24,00,000 per year

Responsibilities:

  • Support the business and clients on understanding regulatory policy, procedures and process
  • Support and advise on how regulated process work pre and post client implementation
  • Advise on regulatory enhancements and controls working closely with the Risk Business Partner and /team
  • Work closely with the Compliance lead and compliance team to support regulatory changes that may effect the business and clients
  • Assist in implementing any regulatory changes to SOPs required (and necessary guidance and training provided)
  • Advise on regulatory queries from the 1B, 1LOD teams and more broadly from the business and/clients
  • Support the Compliance Lead and the work closely with Risk to review the emerging risks, breaches and support on remediation projects
  • Support on regulatory training and guidance
  • Support regulatory projects and initiatives
  • Support to develop, implement, and maintain compliance policies and procedures
  • Monitor regulatory developments and work closely with the Compliance team and lead to ensure timely updates to internal controls
  • Support with conducting reviews to identify potential compliance issues
  • Prepare and submit compliance reports to senior management
  • Investigate and support to resolve compliance breaches or concerns
  • Maintain records of compliance activities and decisions

Essential Skills:

  • Previous experience of advising on Policies and SOPs as well ongoing advisory Regulatory Interpretation, covering both Pensions and Retail Investments
  • Experience in senior stakeholder management
  • Good working knowledge, on ISAs, Investments and Pensions, Consumer Duty, is mandatory

Desirable Skills:

  • Regulatory knowledge and experience in Pensions, FCA, and PSR regulations
  • The ability to work independently and as part of wider team globally
  • Efficient and well organized
  • Strong communication skills both written and verbal
  • Credible and assertive manner
  • Discretion, tact and resilience
  • Professional manner with the ability to influence and persuade

  • Compliance Manager, Compliance

    4 days ago

    Pune, Maharashtra, India CITIC Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Key Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...

  • Compliance Manager, Compliance

    2 days ago

    pune, India CITIC Full time

    Key Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...

  • Manager - legal and Compliance

    2 weeks ago

    Kolkata, West Bengal, India Abhinna Investments Full time ₹ 8,00,000 - ₹ 25,00,000 per year

    Legal Compliance & Regulatory AffairsContract Management and agreementsLitigation & Dispute ResolutionRisk Management & Legal AdvisoryEnsure proper drafting ,reviewing of contracts, licenses ,agreements compliance reports and legal notices. Required Candidate profileStrong knowledge of regulatory compliance & labour lawsExcellent drafting,negotiation &...

  • Hr Compliance Manager

    5 days ago

    Kolkata, West Bengal, India Express Placement Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Minimum 8 years in compliance within the Textile industry exp must.Certifications: Lead Auditor (ISO 14001/45001) preferred; NEBOSH/IOSH a plus.: Strong grasp of textile certification processes, audit handling, legal compliance, SHE norms, documents Required Candidate profileManage and renew textile certifications (e.g., GOTS, Oeko-Tex, ISO 14001/45001,...

  • Compliance Manager

    5 days ago

    Pune, Maharashtra, India HR Guru Placement Services Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Role & responsibilitiesKey Responsibilities:Ensure adherence to all applicable statutory and regulatory requirements related to labour laws and industrial regulations.Maintain and update compliance records and documentation in line with legal standards.Liaise with government authorities and regulatory bodies for inspections, audits, and approvals.Monitor...

  • Corporate Compliance Manager

    2 weeks ago

    Kolkata, West Bengal, India SSP Solutions Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    Tax Compliance GST, TDS, Income TaxShops and EstablishmentContract Labour RegulationEHS ComplianceImport, Export ComplianceProduct ComplianceSupply Chain ComplianceQuality and Industry Standards Compliance Required Candidate profileExperience in avoiding Legal PenaltiesProtecting Company ReputationGender Male Notice Period 30 days max

  • Manager - Compliance

    3 days ago

    Pune, Maharashtra, India Highrise Solutions LLP Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Description:Job Title: Manager - ComplianceJob Description:Requirements: It is very important to get deep understanding of first three topics in bold (others are important too) These are US Collections Rules and Regulation Acts.The Fair Debt Collections Practice Act (FDCPA) Graham Leach Bliley Privacy Act (GLBA) The Servicemembers Civil Relief Act...

  • Senior Manager

    2 days ago

    Pune, India PharmEasy Full time

    Overview: The Senior Manager – Labor Compliances oversees all aspects of statutory compliance, audits, and labor law adherence for the organization across multiple locations. The role ensures that the company’s HR and operational practices remain legally compliant, ethically aligned, and in accordance with central and state labor regulations. Key...

  • Compliance Executive

    7 days ago

    Kolkata, India AGARWAL RAJESH K & ASSOCIATES Full time

    **Responsibilities**: - Implement and manage an effective legal compliance program. - Develop and review company policies. - Advise management on the companys compliance with laws and regulations through detailed reports. - Create and manage effective action plans in response to audit discoveries and compliance violations. - Regularly audit company...

  • Compliance Head

    4 days ago

    Kolkata, West Bengal, India 2coms Full time ₹ 12,00,000 - ₹ 25,00,000 per year

    SUMMARYJob Description: 2COMS Consulting Pvt. Ltd. is looking for a Compliance Head to lead our Statutory and Client Compliance function for the staffing division.The ideal candidate will have in-depth knowledge of Indian labour laws, strong leadership and audit management skills, and the ability to drive 100% compliance delivery across multiple clients...