
Call Audits
2 weeks ago
Roles & Responsibilities:
- Review and audit dealer-client call recordings related to order placements.
- Ensure calls are clear, complete, and accurately reflect trade details.
- Identify discrepancies, red flags, gaps or violations and instances of non-compliance.
- Maintain detailed and accurate audit documentation and reports.
- Work closely with the compliance team to resolve identified issues.
- Monitor adherence to internal call recording policies and procedures.
- Generate regular summary reports (MIS) on dealers compliance levels.
- Participate in training sessions for dealers to reinforce call compliance standards.
Requirements:
- Strong understanding of stock exchange operations and regulatory frameworks.
- Excellent attention to detail analytical skills & MS excels.
- Good communication skills
- Mandatory : Telugu / Kannada / Bengali
Candidate must know any of these 3 languages (Telugu / Kannada / Bengali) to apply for this role.
Freshers with NISM - VIII who is fluent with any of these languages can also apply.
Interested candidates can share their CV
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