Senior Compliance Associate

2 days ago

Noida, Uttar Pradesh, India Acquisory Full time ₹ 20,00,000 - ₹ 25,00,000 per year

Job Title: Compliance Professional – Senior Associate / Manager

Department: Regulatory & Compliance Advisory

Location: Noida

Experience Required: 7–8 years

Qualifications: Company Secretary (CS) and/or Bachelor of Laws (LLB)

Employment Type: Full-time

⸻

About the Role

We are seeking an experienced Compliance Professional with a strong background in regulatory compliance, corporate governance, and risk management to join our consulting practice. The ideal candidate will have in-depth knowledge of corporate laws, SEBI regulations, RBI/NBFC compliance, and other financial sector regulations, coupled with a consulting mindset and client-handling skills.

⸻

Key Responsibilities


• Regulatory Advisory:


• Advise clients on compliance with laws and regulations including Companies Act, SEBI, RBI, FEMA, and other applicable regulatory frameworks.


• Interpret and analyze new regulatory developments and assess their business impact.


• Compliance Management:


• Develop, review, and implement compliance frameworks, policies, and standard operating procedures.


• Conduct compliance risk assessments and periodic compliance monitoring/reviews for clients.


• Support clients in setting up compliance programs and reporting mechanisms.


• Governance & Secretarial Support:


• Manage corporate secretarial compliances including board/shareholder meetings, filings, and statutory registers.


• Advise on corporate governance best practices and board advisory matters.


• Regulatory Filings & Liaison:


• Assist in preparing and reviewing regulatory filings and returns with authorities such as SEBI, RBI, MCA, etc.


• Liaise with regulatory bodies for queries, representations, and submissions.


• Client Engagement & Project Management:


• Lead client engagements independently, ensuring timely deliverables and quality outputs.


• Work cross-functionally with tax, legal, and financial advisory teams to provide integrated solutions.


• Manage and mentor junior team members on regulatory and compliance matters.

⸻

Required Qualifications & Skills


• Qualified Company Secretary (CS) and/or Law Graduate (LLB).


• 7–8 years of post-qualification experience in compliance, legal, or regulatory functions—preferably in a consulting firm, financial institution, or corporate legal/compliance department.


• Strong understanding of corporate laws, SEBI regulations, FEMA, and RBI/NBFC regulatory framework.


• Excellent drafting, analytical, and interpretation skills.


• Strong communication, presentation, and client management abilities.


• Proactive, detail-oriented, and capable of managing multiple engagements simultaneously.

⸻

Preferred Experience


• Exposure to advisory assignments involving AIFs, NBFCs, listed entities, or fintechs.


• Experience in designing and implementing compliance frameworks or conducting regulatory health checks.

⸻

What We Offer


• Opportunity to work on complex regulatory assignments across diverse sectors.


• Exposure to senior leadership and high-impact client engagements.


• Collaborative, learning-oriented environment with clear career progression.

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