Assistant Manager Compliance

Key Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...

Job Description:Job Title: Manager - ComplianceJob Description:Requirements: It is very important to get deep understanding of first three topics in bold (others are important too) These are US Collections Rules and Regulation Acts.The Fair Debt Collections Practice Act (FDCPA) Graham Leach Bliley Privacy Act (GLBA) The Servicemembers Civil Relief Act...

Role & responsibilitiesKey Responsibilities:Ensure adherence to all applicable statutory and regulatory requirements related to labour laws and industrial regulations.Maintain and update compliance records and documentation in line with legal standards.Liaise with government authorities and regulatory bodies for inspections, audits, and approvals.Monitor...

Company DescriptionWe suggest you enter details here.Role DescriptionThis is a full-time on-site role for an Assistant Manager at Hyatt Place Pune Hinjawadi, located in Pune. The Assistant Manager will be responsible for overseeing the daily operations of the hotel to ensure smooth and efficient functioning. The role will include managing staff, handling...

Bhate Rawal & Co LLP is one of the fastest growing CA firms situated in Pune. The firm has diverse spectrum of services ranging from Audits & Assurance, Accounting & Reporting, DT & IDT compliance management, Controls Advisory, Start-up End to End services, Family Office Management, Due Diligence & Business Combinations Advisory etc.Role...

Job Description:Provide comprehensive healthcare management to facilitate delivery of appropriate quality healthcare, promote cost effective outcomes and improve program/operational efficiency involving clinical issues. ;Position OverviewThe primary role is to meet the service level agreement of the process by coaching the CSRs/Nurse Associates to meet their...

The Sr. IT Compliance Analyst will assist with technical expertise related to risk management and compliance with information-security related requirements. This position will define and implement approved information security policies and procedures. The Sr. IT Compliance Analyst position relies on extensive experience and judgment to plan and accomplish...

About UgaooAt Ugaoo, weve always believed plants are more than dcor — they're companions, healers, and reminders of what truly matters. What began as a small idea sparked by a plant on a windowsill has grown into India's No. 1 gardening brand, backed by marquee investors like DSG Consumer Partners and V3 Ventures. From our 25-acre farm in Talegaon to a...

Role OverviewAs a newly established NBFC under the Reserve Bank of India (RBI), we are looking for a seasoned Compliance professional with 10–12 years of experience in regulatory compliance, legal oversight, and internal control systems. This role involves laying the foundation for a compliant, ethical, and governance-led organization, in line with RBI...

Company DescriptionKumar Corp is a well-diversified and value-driven enterprise, celebrating 59 years of excellence. With over 140 projects successfully completed, the company boasts more than 42,000 families as our true brand ambassadors.Role DescriptionThis is a full-time on-site role for an Environmental Compliance Manager, located in Pune. The...