Risk & Compliance Executive

7 days ago

Varanasi, Uttar Pradesh, India LAKSHMISHREE INVESTMENT & SECURITIES Full time ₹ 1,80,000 - ₹ 2,40,000 per year

Total years of experience: 1 year

Key Responsibilities:

  • Monitor client trades and exposure limits across segments (Equity, F&O, Currency, Commodity) as per exchange and company risk policies.
  • Ensure compliance with SEBI, NSE, BSE, MCX, and internal risk management guidelines.
  • Review and manage daily margin reports, limit utilization, and square-off procedures to minimize risk.
  • Handle RMS-related activities including limit setting, order monitoring, and risk alerts for clients and dealers.
  • Maintain records of client risk profiles, KYC compliance and internal audit documentation.
  • Coordinate with dealers, branches, and HO for trade approvals, margin calls and compliance clarifications.
  • Identify and escalate potential breaches, irregularities, or system anomalies to the senior risk team.
  • Support the Compliance department in periodic audits, regulatory reporting and data submissions.
  • Stay updated on exchange circulars, margin policy updates, and regulatory changes affecting trading operations.

Job Type: Full-time

Pay: ₹15, ₹20,000.00 per month

Work Location: In person

  • Trading Risk Executive(Male)

    21 hours ago

    Varanasi, Uttar Pradesh, India LAKSHMISHREE INVESTMENT & SECURITIES Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Description:The RMS Department is responsible for monitoring and managing the risks associated with trading activities in the stock market. As an RMS Executive, you will play a crucial role in assessing, analyzing, and mitigating market and operational risks to ensure compliance with regulatory norms and safeguard the firm's financial interests.Key...

  • Client Relationship Executive

    2 days ago

    Varanasi, Uttar Pradesh, India LAKSHMISHREE INVESTMENT & SECURITIES Full time ₹ 1,80,000 - ₹ 2,16,000 per year

    Job Description:The RMS department is responsible for monitoring and managing the risks associated with trading activities in the stock market. As a RMS Executive, you will be instrumental in assessing, analyzing, and mitigating risks to ensure compliance with regulatory requirements and protect the firm's financial health.Job Type: Full-timePay: ₹15,...

  • Risk Control Executive

    21 hours ago

    Varanasi, Uttar Pradesh, India LAKSHMISHREE INVESTMENT & SECURITIES Full time ₹ 1,80,000 - ₹ 2,70,000 per year

    Key Responsibilities:* Prepare the BOD files from Exchange and Back office* Prepare the EOD files from Exchange and Back office* Margin monitoring at Exchange level and Trader /Branch Level* Continuous Trader margin and P&L monitoring* Resolve any client query regarding order, trade, holding, position.* Trade and order backup from trading softwareSkills...

  • Equity Operations Executive

    1 week ago

    Varanasi, Uttar Pradesh, India LAKSHMISHREE INVESTMENT & SECURITIES Full time ₹ 1,80,000 - ₹ 2,50,000 per year

    Key ResponsibilitiesMonitor client trading activities and ensure adherence to risk management (RMS) policies.Process and verify equity and derivatives trades for settlement.Coordinate with depository participants, exchanges, and internal departments for trade-related activities.Manage client accounts including margin, ledger reconciliation, and payout...

  • Quality & Patient Safety Manager

    16 hours ago

    Varanasi, Uttar Pradesh, India 3 Point Hrm Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Title: Quality & Patient Safety ManagerLocation: KashiReports To: CMO/ CEORole PurposeA Quality & Patient Safety Manager will maintain and continuously enhance the standards of quality and patient safety. He will lead and guide the team of Patient Care, takes the initiatives of training for the continuous improvement of the quality standards and...

  • Branch Operations Manager

    2 weeks ago

    Varanasi, Uttar Pradesh, India Utkarsh Small Finance Bank Full time ₹ 2,50,000 - ₹ 7,50,000 per year

    Company DescriptionUtkarsh Small Finance Bank Limited (USFBL) is dedicated to providing banking and financial services, with a focus on underserved and unserved sections of the country. The Bank commenced operations on January 23, 2017, and its lending activities are primarily centered in rural and semi-urban areas. USFBL offers a wide array of products...

  • Test Manager

    6 days ago

    Varanasi, Uttar Pradesh, India Qualitykiosk Technologies Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    We Hiring For A Test Manager - Finacle 10X For An Onshore Project In Varanasi Job Summary:We are seeking a seasoned Test Manager Manual & Automation Testing with strong experience in Finacle 10X to lead our Quality Assurance team. This role requires a strategic thinker with hands-on experience in manual & automation testing processes, team management and to...

  • Finance Manager

    4 days ago

    Varanasi, Uttar Pradesh, India Brahmavadini Spiritual Services Pvt Ltd Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Company DescriptionWe suggest you enter details here.Role DescriptionThis is a full-time on-site role for a Finance Manager located in Varanasi. The Finance Manager will oversee and manage the financial activities of the company, including budgeting, financial planning, reporting, and analysis. Key responsibilities include managing financial records,...

  • Senior Accounts Manager

    2 weeks ago

    Varanasi, Uttar Pradesh, India AK Construction Full time ₹ 50,00,000 - ₹ 72,00,000 per year

    Roles & Responsibilities of a Senior AccountantA Senior Accountant's primary goal is to ensure the accuracy, compliance, and strategic reporting of the company's financial activities.I. Taxation and Compliance ResponsibilitiesThe Senior Accountant plays a key role in ensuring the company meets all its tax obligations accurately and efficiently, often working...

  • Senior Account Manager

    2 weeks ago

    Varanasi, Uttar Pradesh, India AK Construction Full time ₹ 19,33,199 - ₹ 6,73,31,999 per year

    Roles & Responsibilities of a Senior AccountantA Senior Accountant's primary goal is to ensure the accuracy, compliance, and strategic reporting of the company's financial activities.I. Taxation and Compliance ResponsibilitiesThe Senior Accountant plays a key role in ensuring the company meets all its tax obligations accurately and efficiently, often working...