PMS Audit Professional

2 weeks ago

Mumbai, Maharashtra, India ACME SERVICES PRIVATE LIMITED Full time ₹ 9,00,000 - ₹ 12,00,000 per year
  • Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI(Securities and Exchange Board of India) regulations and circulars.
  • Evaluate the adequacy and effectiveness of internal controls, processes, and compliancesystems.
  • Review investment processes, client onboarding, KYC/AML compliance, reporting standards, anddisclosures for adherence to regulatory norms.
  • Verify that transactions and investment decisions are aligned with the client mandate and SEBIguidelines.
  • Prepare detailed audit reports highlighting findings, risk implications, and actionablerecommendations.
  • Liaise with operations, compliance, risk, and portfolio teams to ensure prompt resolution of auditobservations.
  • Stay updated on changes in SEBI regulations, PMS guidelines, and advisory frameworks.
  • Assist in periodic compliance testing and regulatory reporting, as needed.

  • Internal Audit- PMS

    5 days ago

    Mumbai, Maharashtra, India Acme Services Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    Conduct internal audits of PMS schemes and Investment Advisory services.Review investment processes, client onboarding, KYC/AML compliance.Verify that client mandate and SEBI guidelines. Updates on SEBI regulations, PMS guidelines.

  • SAP PM Consultant

    4 days ago

    Mumbai, Maharashtra, India Trigent Software Professional Services Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    SAP PM Consultant : Key Responsibilities : - Project Work: Participate in SAP PM implementation/rollout, and support projects - Configuration: Configure SAP PM modules to meet business requirements. - Data Migration: Perform data upload and migration activities. - Enhancements: Develop and implement enhancements and custom developments - Interfaces:...

  • PMS Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India Stallion Asset Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Role & ResponsibilitiesAs a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also...

  • Internal Audit Professional

    1 week ago

    Mumbai, Maharashtra, India Contactx Resource Management Pvt. Ltd. Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Please call // Candidates having experience of working in a senior position of any leading consulting firms in the region with focus on Internal Audit, IFC, ICOFR including dispute resolution.Minimum 9+ years of industry related / relevant consulting experience within depth understanding of the Internal Audit and Risk Advisory domain. Key areas of expertise...

  • Urgent Head Pms Operations

    4 weeks ago

    Mumbai, Maharashtra, India Talent Corner HR Services Pvt Ltd Full time

    Head PMS Operations : We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Head PMS Operations.8+ years of proven experience in PMS & AIF.We are looking for a highly experienced and detail-oriented Senior Manager – Operations (PMS & AIF) to lead and manage the end-to-end operations of our Portfolio Management Services...

  • Urgent Head PMS Operations

    4 weeks ago

    Mumbai, Maharashtra, India Talent Corner HR Services Pvt Ltd Full time

    Head PMS Operations :We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Head PMS Operations.8+ years of proven experience in PMS & AIF.We are looking for a highly experienced and detail-oriented Senior Manager – Operations (PMS & AIF) to lead and manage the end-to-end operations of our Portfolio Management Services...

  • Urgent Head PMS Operations

    4 weeks ago

    Mumbai, Maharashtra, India Talent Corner HR Services Pvt Ltd Full time

    Head PMS Operations : We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Head PMS Operations. 8+ years of proven experience in PMS & AIF. We are looking for a highly experienced and detail-oriented Senior Manager – Operations (PMS & AIF) to lead and manage the end-to-end operations of our Portfolio Management...

  • Urgent Head PMS Operations

    4 days ago

    Mumbai, Maharashtra, India Talent Corner HR Services Pvt Ltd Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Head PMS Operations :We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Head PMS Operations.8+ years of proven experience in PMS & AIF.We are looking for a highly experienced and detail-oriented Senior Manager – Operations (PMS & AIF) to lead and manage the end-to-end operations of our Portfolio Management Services...

  • Internal Audit Professional

    1 week ago

    Mumbai, Maharashtra, India Contactx Resource Management Pvt. Ltd. Full time ₹ 15,00,000 - ₹ 28,00,000 per year

    Internal Audit Telecom, Media technology, Manufacturing / Non FS - Mumbai - SC \ DM RoleCandidates having strong hands-on experience in Internal Audit and IFC/SOX with sectorial experience as mentioned above.2+ years of industry related / relevant consulting experience with in- depthUnderstanding of the Internal Audit and Risk Advisory domain.Key areas of...

  • Manager PMS Operations

    1 week ago

    Mumbai, Maharashtra, India HSBC Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Job descriptionSome careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Job...