Senior Associate

3 days ago


Mumbai, Maharashtra, India BNP Paribas Full time ₹ 12,00,000 - ₹ 36,00,000 per year

Position Purpose

The number of surveillance models that are being deployed for compliance is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance coverage and will require additional staff to investigate each occurrence to determine whether there is sufficient reason to generate a suspicious activity report.

The risk type currently covers both Trade Surveillance (e.g. insider trading, manipulation, Historical Behavioural Pattern, Watchlist etc) & Electronic Communication Surveillance (e.g. use of unauthorized communication channel, data leakage, inappropriate sharing of MNPI/confidential information etc) responsible for managing day to day compliance responsibilities and work closely with the local, regional and global team on compliance related matters pertaining to the Bank as well as local regulatory requirements

Responsibilities

Trade Surveillance

Direct Responsibilities

  • Review, analyse and close alerts generated by an automated monitoring system at LEVEL1 in accordance with relevant review process as defined in the operating guidelines
  • As necessary, use available research tools to identify publicly available information concerning transactions to be identified for further investigation.
  • Escalate alerts for transactions deserving further investigation to Level 2.

Contributing Responsibilities

  • Obtain and upload alert analysis results and relevant material for record keeping purposes and conclude the alerts within the indicative target timelines without compromising the quality and completeness of the analysis
  • Ensure escalation of alerts to Level 2 Investigator is proper, in a timely manner and supported by relevant information and due diligence search results.
  • Collaborate and work in tandem with team members and relevant stakeholders.
  • Be supportive and adoptive to changes of procedures and scope of work.
  • Meet the QA requirements and the expected daily alert closure volume

o Complete all mandatory training as required to attain and maintain competency

ECOMM Surveillance

Direct Responsibilities

o Review email and other electronic communications of bank employees for adherence to firm and regulatory rules and requirements.

o Detect, review and report potentially suspicious activities.

o Use any available research tools to identify publicly available information concerning transactions and communications identified for further investigation.

o Conducting both routine and special inquiries as required or requested.

o Performing routine administrative duties and reviews

o Working with local Compliance managers to resolve instances of apparent breaches from firm and regulatory rules

o Proactive and timely escalation of issues (including those from investigations) with adequate supporting information to the Monitoring Manager

Contributing Responsibilities

o Provide day-to-day assistance and support to the local Surveillance teams

o Ensure that relevant procedures, systems and controls are up to date and effective, and to identify / facilitate remedial action where necessary.

o Assisting in regulatory and internal investigations as assigned by the Compliance Management Team

o Assist in preparing management information and reporting regarding surveillance and monitoring activities

o Complete all mandatory training as required to attain and maintain competency.

Technical & Behavioral Competencies

o At least 2 years experience in banking /financial industry

o A good understanding of capital markets

o Familiar with Market Abuse & Manipulation types

o Good communication skills and eager to learn.

o Analytical and with an investigative eye for accurate details and red-flag situations

o Ability to work in a team as well as independently.

o Ability to write concisely and clearly; and to produce clear constructive advice under pressure and within short timeframes.

o Must have strong interpersonal skills, a flexible, collaborative and team-oriented approach to problem-solving and an ability to work in a fast-paced, rapidly changing environment

Specific Qualifications (if required)

  • Capital Markets Certifications
  • Bachelors degree or higher, in some type of investment banking discipline

Skills Referential

Behavioural Skills : (Please select up to 4 skills)

Ability to collaborate / Teamwork

Communication skills - oral & written

Critical thinking

Adaptability

Transversal Skills: (Please select up to 5 skills)

Analytical Ability

Ability to develop and adapt a process

Ability to develop others & improve their skills

Ability to set up relevant performance indicators

Ability to develop and leverage networks

Education Level:

Bachelor Degree or equivalent

Experience Level

At least 3 years


  • Senior Associate

    2 days ago


    Mumbai, Maharashtra, India KS Legal & Associates Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    We are seeking a highly skilled and experienced Senior Associate specializing in Litigation to join our legal team in Mumbai. The ideal candidate will have a minimum of 10 years of experience and must be capable of independently appearing in High Court, NCLT, DRT, and other relevant forums. This role requires strong litigation skills, extensive knowledge of...

  • Senior Associate

    2 days ago


    Mumbai, Maharashtra, India Apmh & Associates Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Senior Associate in GST Advisory & Enterprise Compliance to manage GST filings, audits & advisory. Lead reconciliations, mentor juniors, resolve client queries & ensure compliance with latest GST laws. Strong technical & client management skills. Required Candidate profile2–4 yrs in GST compliance, advisory, return filing. Strong analytical &...


  • Mumbai, Maharashtra, India EAGLE LAW AND EQUITY LLP Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Company DescriptionEagle Law and Equity LLP is a full-service law firm that understands ​that our clients are humans first, who are faced ​with personal or professional legal issues. Our focus is to offer fresh perspectives and deliver meaningful solutions to their personal or professional legal issues. We endeavor to maintain a constructive, rational...


  • Mumbai, Maharashtra, India Deloitte Full time ₹ 15,00,000 - ₹ 30,00,000 per year

    Job requisition ID :: 87914Date: Sep 4, 2025Location: MumbaiDesignation: Lead Senior AssociateEntity: Deloitte LLPWorkday Integrations, StudioIdeal to have workday studio. okay to cross Train if they come skills Java or .Net.

  • Senior Associate

    3 weeks ago


    Mumbai, Maharashtra, India BnC Global Full time

    Job Description – Senior Associate (FDD – IT/TMT Sector)Location: Mumbai / Bangalore / GurgaonQualification: Chartered Accountant (Qualified, preferably 1st attempt)Experience: 3–5 years in Transaction Services / Financial Due Diligence (FDD) with IT/TMT sector exposure.BNC has been mandated to recruit a a highly driven Senior Associate to join our...


  • Mumbai, Maharashtra, India Centre for Sight Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Company DescriptionEstablished in 1996, Centre for Sight (CFS) is a leading provider of specialized eye care services, operating 85+ centers in over 30 cities across 15 states in India. With a highly qualified clinical team and state-of-the-art infrastructure, CFS is committed to providing world-class eye care solutions. The group's patient-centric approach...

  • Senior Associate

    3 weeks ago


    Mumbai, Maharashtra, India BnC Global Full time

    Job Description – Senior Associate (FDD – IT/TMT Sector)Location: Mumbai / Bangalore / GurgaonQualification: Chartered Accountant (Qualified, preferably 1st attempt)Experience: 3–5 years in Transaction Services / Financial Due Diligence (FDD) with IT/TMT sector exposure.BNC has been mandated to recruit a a highly driven Senior Associate to join our...

  • Senior Associate

    4 weeks ago


    Mumbai, Maharashtra, India Beacon Trusteeship Limited Full time

    Company DescriptionBeacon Trusteeship Limited is formed by ex-bankers and professionals with extensive experience in the Trusteeship business. Our clientele includes Banks, Financial Institutions, Government organizations, AIFs, MNCs, Family offices, and High Net-worth Individuals in India and overseas. We emphasize compliance with statutory requirements and...

  • Senior Associate

    4 weeks ago


    Mumbai, Maharashtra, India Beacon Trusteeship Limited Full time

    Company Description Beacon Trusteeship Limited is formed by ex-bankers and professionals with extensive experience in the Trusteeship business. Our clientele includes Banks, Financial Institutions, Government organizations, AIFs, MNCs, Family offices, and High Net-worth Individuals in India and overseas. We emphasize compliance with statutory requirements...

  • Senior Associate

    3 weeks ago


    Mumbai, Maharashtra, India Beacon Trusteeship Limited Full time

    Company DescriptionBeacon Trusteeship Limited is formed by ex-bankers and professionals with extensive experience in the Trusteeship business. Our clientele includes Banks, Financial Institutions, Government organizations, AIFs, MNCs, Family offices, and High Net-worth Individuals in India and overseas. We emphasize compliance with statutory requirements and...