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Analyst / Sr. Analyst

2 weeks ago


Mumbai, Maharashtra, India Black Turtle Full time US$ 90,000 - US$ 1,20,000 per year
  • Analyse risk across markets by monitoring price/volume movement in the securities using surveillance application to safeguard the firm against any reputational and/or financial risk
  • Review of alerts generated on suspicious trades and orders in OTC Fixed Income market
  • Analysing alerts based on regulations in relation to Fixed Income markets (as advised by FCA)
  • Understanding of various financial products like Equities, Fixed Income, Forex and Swaps
  • Ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective.
  • Review of surveillance exceptions with regions, business personnel and middle office.
  • Participate in periodic risk assessments. Identifying gaps within the process and implementing appropriate controls
  • Independently lead and drive projects from a surveillance perspective
  • Prepare MI reporting and ensure accurate & timely reporting to all stake holders.
  • Identify, facilitate, and implement process improvement ideas to improve efficiency
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