Pm Regulatory

Job Overview: The Assistant Manager for PMS (Portfolio Management Services) Dealer will support the management and operations of the PMS department, ensuring the delivery of high-quality investment services to clients. This role involves collaborating with the team to enhance client relationships, oversee portfolio performance, and assist in strategic...

Company Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...

**Job Title: Retail banking PM- Generic** **About Us** “Capco, a Wipro company, is a global technology and management consulting firm. Awarded with **Consultancy of the year in the**British Bank Award** and has been ranked **Top 100 Best Companies for Women in India 2022 by**Avtar & Seramount**. With our presence across 32 cities across globe, we support...

**Job Title: PM- Digital Transformations** **About Us** “Capco, a Wipro company, is a global technology and management consulting firm. Awarded with **Consultancy of the year in the**British Bank Award** and has been ranked **Top 100 Best Companies for Women in India 2022 by**Avtar & Seramount**. With our presence across 32 cities across globe, we...

Job Description Key Responsibilities: Independently handle end-to-end audits and compliance reviews for PMS and AIF clients in line with SEBI regulations. Review client data, investment statements, and reconciliations of AUM, income, and expenses. Verify and certify monthly/quarterly regulatory reports and disclosure documents. Liaise with client teams,...

Job Description Role Objective Key objective of this role is to prepare, review, and maintain regulatory documents in compliance with international standards and country-specific requirements. The role ensures timely preparation and updating of Technical Master Files, supports product registrations, manages post-market surveillance activities, and...

Job Title: PM- Insurance About Us"Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the  British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount. With our presence across 32 cities across globe, we support 100+ clients across banking,...

Job Description Job Title PMS Complaint Handling Specialist Job Description PMS Complaint Handling Specialist Job Profile Summary: The PMS Complaint Handling Specialist is responsible for managing and executing CAPA activities related to complaint handling and post market surveillance activities within a regulated environment. This role ensures timely and...

Job Description Job Description Note: - Specific/ mandatory skills: Regulatory reporting, MIS reporting, excel, VBA, Power BI, Alteryx is preferred - Experience range: 2 to 3 years - Open to considering fresher candidates (Yes/No): No - Open to considering relocation/ non-local candidates (Yes/No): No - Contract duration: 6 months - Shift timings: 12:00 PM...

Associate-Finance Experience : 1-5 years For Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 6 days work Interview mode : F2F in Office Job Description We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...